Great Elm Stock Insiders

GECC Stock  USD 6.07  0.41  7.24%   
Below is a snapshot of Great Elm's ownership structure and how that base is positioned today. Institutions own 14.31% of Great Elm and insiders hold 40.17%. Float and short-interest levels affect how the stock responds to volume changes.
Insider Sentiment
SellingBuying
97 · Aggressively Buying
Great Elm's insiders are actively buying. Overall insider positioning in Great Elm Capital stock suggests all insiders are strongly bullish at this time.

Latest Trades

2025-11-07Matthew D KaplanAcquired 19650 @ 7.64View
2025-06-12Richard M CohenAcquired 3100 @ 10.95View
2025-06-11Richard M CohenAcquired 5000 @ 11.18View
2025-06-10Richard M CohenAcquired 3500 @ 11.13View
2025-06-09Richard M CohenAcquired 4000 @ 11.01View
2025-06-06Richard M CohenAcquired 2500 @ 10.7View
2025-06-04Chad PerryAcquired 1850 @ 10.58View
Insider trading activity in Great Elm reflects internal positioning, transaction timing, and alignment between management behavior and market conditions, while remaining subject to formal disclosure requirements under securities law. The public filing record provides more analytical weight than rumor or interpretation alone, making transaction patterns the primary focus.
  

Management Team Effectiveness

GECC has return on total asset (ROA) of 6.65% suggesting that the asset base is earning positive returns for the period. This is neither notably high nor low for the sector. Great Elm also reports a return on stockholder's equity (ROE) of -25.53%, meaning that equity holders received a negative return on their investment.
Using the latest reported data from December 31, 2025, Common Stock Shares Outstanding is near current levels at 12.36 million.

Stock Institutional Investors

At micro-cap scale, institutional coverage and secondary-market liquidity are typically well established. The holder split in Great Elm Capital separates passive index allocation from active institutional positioning. The business currently sits in the Financial Services sector and the Financial Services industry. Watching turnover and volume trends alongside ownership data adds depth to the picture.
Shares
Crestwood Advisors Llc2025-12-31
26.6 K
Ethos Financial Group Llc2025-12-31
26.3 K
Significant Wealth Partners Llc2026-03-31
16.5 K
Northern Trust Corp2025-12-31
11.9 K
Rockefeller Capital Management L.p.2025-12-31
10 K
Trust Co Of Toledo Na2026-03-31
3.9 K
Royal Bank Of Canada2025-12-31
3.1 K
Morgan Stanley - Brokerage Accounts2025-12-31
2.6 K
Hanson Mcclain Inc2025-12-31
1.4 K
Becker Drapkin Management, L.p.2025-12-31
798.5 K
Cruiser Capital Advisors, Llc2025-12-31
130.8 K
For a smaller-cap like Great Elm Capital (84.32 million), benchmark pressure and redemption cycles can limit how institutional weight turns into price support. The business currently sits in the Financial Services sector and the Asset Management industry. Reading Great Elm Capital holder concentration alongside float turnover and volatility adds the best context for understanding how smaller-cap ownership shapes price.

Insider Trading Activities

Reviewing insider trades in Great Elm Capital shows whether management is acting in line with the public story on growth and strategy. U.S. insider activity is disclosed through Form 4 filings, enabling analysis of transaction timing, clustering, and scale.
 
Jason Reese a day ago
Insider Trading
 
Great Elm Strategic Partnership I, Llc over a month ago
Disposition of 3218 shares by Great Elm Strategic Partnership I, Llc of Great Elm at 10.95 subject to Rule 16 b-3
 
Great Elm Strategic Partnership I, Llc over a month ago
Disposition of 11852 shares by Great Elm Strategic Partnership I, Llc of Great Elm at 10.95 subject to Rule 16 b-3
 
Matthew Kaplan over a month ago
Acquisition by Matthew Kaplan of 42121 shares of Great Elm subject to Rule 16 b-3
 
Great Elm Group, Inc. over two months ago
Disposition of 16612 shares by Great Elm Group, Inc. of Great Elm subject to Rule 16 b-3
 
Cohen Richard M over three months ago
Acquisition by Cohen Richard M of 5000 shares of Great Elm at 11.1817 subject to Rule 16 b-3
 
Drapkin Matthew A over six months ago
Acquisition by Drapkin Matthew A of 84000 shares of Great Elm at 12.5 subject to Rule 16 b-3
 
Great Elm Strategic Partnership I, Llc over six months ago
Disposition of 1696 shares by Great Elm Strategic Partnership I, Llc of Great Elm at 11.45 subject to Rule 16 b-3
 
Great Elm Strategic Partnership I, Llc over six months ago
Disposition of 48248 shares by Great Elm Strategic Partnership I, Llc of Great Elm at 11.45 subject to Rule 16 b-3
 
Great Elm Strategic Partnership I, Llc over six months ago
Disposition of 100 shares by Great Elm Strategic Partnership I, Llc of Great Elm at 11.45 subject to Rule 16 b-3
 
Great Elm Strategic Partnership I, Llc over six months ago
Disposition of 20938 shares by Great Elm Strategic Partnership I, Llc of Great Elm at 11.45 subject to Rule 16 b-3
 
Great Elm Strategic Partnership I, Llc over six months ago
Disposition of 7793 shares by Great Elm Strategic Partnership I, Llc of Great Elm at 11.2 subject to Rule 16 b-3

Outstanding Bonds

Corporate bonds issued by Great Elm Capital matter because they shape interest expense, maturity risk, and the flexibility management has during tighter credit conditions. Maturity profile, refinancing windows, and coupon burden can all affect how resilient the capital structure looks in a weaker market.

Corporate Filings

10Q
4th of May 2026
Quarterly performance report mandated by Securities and Exchange Commission (SEC), to be filed by publicly traded corporations
27th of April 2026
Other Reports
13th of April 2026
Other Reports
F3
5th of March 2026
The report used by insiders such as officers, directors, and major shareholders (beneficial owners holding more than 10% of any class of the company's equity securities) to declare their ownership of a company's stock
2nd of March 2026
Other Reports
23rd of February 2026
Other Reports
19th of February 2026
Other Reports
2nd of January 2026
Other Reports
Great Elm carries a considerable amount of outstanding shares owned by insiders. An insider is usually defined as a CEO, other corporate executive, director, or institutional investor who own at least 10% of the company's outstanding shares.
 
Shares in Circulation  
 First Issued
2017-03-31
 Previous Quarter
12 million
 Current Value
14 million
 Average Shares Outstanding
5.54 million
 Quarterly Volatility
3.91 million
Macro event markers
 
Covid
 
Interest Hikes

Holders Distribution

A large institutional presence around Great Elm Capital deserves attention because well-resourced participants establish or unwind positions quickly enough to change the market character of the security. In practice, the ownership map shows where professional sponsorship may be strong and where exit risk could still be significant.

Market Cap and Value

Workforce Comparison

Great Elm Capital is currently under evaluation for number of employees relative to top peers. The total workforce of Financials industry is currently estimated at about 350. Great Elm adds roughly 0 in number of employees claiming only tiny portion of equities under Financials sector.
GECC has Profit Margin (PM) of -64.0%. Similarly, it shows Operating Margin (OM) of 71.0%.

Insider Trading History

The insider trade history for Great Elm Capital reveals whether executives were buying or selling during key price moves. Shares outstanding are near 13.89 million. Since insider trades are publicly filed, the record helps verify whether management actions match their words.
Buy/Sell Ratio# Purchases Trades# Sales TradesTotal Shares PurchasedTotal Shares Sold
2025-09-01
0.24
6
25
49,012
371,618
2025-06-01
3.0
9
3
19,986
12,644
2024-09-01
2.4
12
5
78,152
113,824
2023-09-01
3.0
3
1
8,393
26,360
2023-06-01
3.0
3
1
5,000
37,268
2023-03-01
4.0
4
1
10,000
73,176
2022-09-01
0.6667
2
3
5,917
70,063
2022-06-01
2.1429
15
7
2,042,412
916,281
2021-09-01
1.5
3
2
171,690
220,217
2021-03-01
13.0
13
1
156,590
11,254
2020-12-01
19.5
39
2
1,293,498
429,150
2020-09-01
5.75
46
8
2,551,520
325,745
2019-06-01
0.1111
3
27
15,143
799,100
2018-12-01
2.625
21
8
127,159
2,285,866
2018-06-01
0.0667
1
15
1,000.00
21,942
2017-12-01
0.2381
5
21
11,095
162,634

Notable Stakeholders

Stakeholders matter for Great Elm because not every influential participant is a shareholder acting with the same objective or time horizon. This becomes more informative when seeking to understand not just ownership, but influence, incentives, and strategic pressure points.
Matthew CFACEO PresidentProfile
Matthew KaplanCEO & PresidentProfile
Matt KaplanCEO PresidentProfile
Jason ReeseExecutive ChairmanProfile
Keri DavisCFO & TreasurerProfile
Adam KleinmanGeneral Counsel, Chief Compliance Officer &SecretaryProfile
Michael KellerPres BusProfile
Nichole MilzChief OfficerProfile
Adam JDChief SecretaryProfile

Management Information & Data Sources

Great Elm is a micro-cap company across Asset Management & Custody Banks, Financial Services. Management effectiveness is reflected in operating results, capital allocation choices, and margin durability. Margin trends and reinvestment returns reveal whether management is creating or eroding shareholder value. CEO is Matthew CFA with 9 employees and 9 reported executives.

Great Elm Capital values are built from periodic company reporting and market reference feeds, with reporting definitions aligned before display. Professional analyst research is incorporated when coverage is available. Insider and management fields are mapped from published filings and company disclosures.

Editorial review and methodology oversight provided by: Gabriel Shpitalnik, Member of Macroaxis Editorial Board

Workforce Efficiency and Productivity

Workforce efficiency at Great Elm Capital reveals how effectively labor resources are being converted into revenue and earnings over time. Comparing these measures with sector norms matters because labor intensity varies meaningfully across industries.

Great Elm Manpower Efficiency

Return on Great Elm Manpower

Revenue Per Employee4.9M
Revenue Per Executive4.9M
Net Loss Per Employee3.5M
Net Loss Per Executive3.5M

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