Broadridge Financial Company Insiders
| BR Stock | USD 172.51 8.54 4.72% |
Slightly above 80 percent of Broadridge Financial's insiders are selling. The analysis of insiders' sentiment of trading Broadridge Financial Solutions stock suggests that quite a few insiders are terrified at this time. Broadridge Financial employs about 15 K people. The company is managed by 49 executives with a total tenure of roughly 273 years, averaging almost 5.0 years of service per executive, having 306.12 employees per reported executive.
| Timothy Gokey CEO President, Chief Executive Officer, Director |
| Richard Daly Chairman Executive Chairman of the Board |
Insider Sentiment 20
Mostly Selling
Selling | Buying |
Latest Trades
| 2026-02-06 | Robert N Duelks | Disposed 253 @ 192.6 | View | ||
| 2025-12-31 | Dan Newhouse | Acquired @ 223.27 | |||
| 2025-12-03 | Thomas P Carey | Disposed 10214 @ 229.26 | View | ||
| 2025-11-18 | Christopher John Perry | Disposed 3984 @ 226 | View | ||
| 2025-11-10 | Ro Khanna | Disposed @ 223.26 | |||
| 2025-11-03 | Ro Khanna | Acquired @ 221.4 | |||
| 2025-08-25 | Timothy C Gokey | Disposed 5674 @ 258.37 | View | ||
| 2025-08-15 | Timothy C Gokey | Disposed 11000 @ 259.29 | View | ||
| 2025-08-14 | Timothy C Gokey | Disposed 84571 @ 259.53 | View | ||
| 2025-08-13 | Timothy C Gokey | Disposed 39251 @ 262.46 | View | ||
| 2025-08-12 | Christopher John Perry | Disposed 7036 @ 262.72 | View | ||
| 2025-07-10 | Lisa C. McClain | Disposed @ 238.69 | |||
| 2025-06-23 | Ro Khanna | Disposed @ 240.5 | |||
| 2025-06-17 | Lisa C. McClain | Acquired @ 238.68 | |||
| 2025-06-04 | Maura A Markus | Disposed 3556 @ 243.08 | View | ||
| 2025-05-27 | Douglas Richard Deschutter | Disposed 5056 @ 239.55 | View | ||
| 2025-05-20 | Pamela L Carter | Disposed 4829 @ 242.23 | View | ||
| 2025-05-13 | Thomas P Carey | Disposed 3607 @ 237.26 | View | ||
| 2025-05-07 | Hope M Jarkowski | Disposed 1068 @ 235.22 | View | ||
| 2025-04-08 | Robert Bresnahan, Jr. | Acquired @ 215.98 |
Monitoring Broadridge Financial's insider sentiment can offer insights into its future performance, as insiders often have access to more information about their company's operations, financial health, and upcoming initiatives than the general public. However, it's essential to note that insider trading is regulated by securities laws, and insiders are required to disclose their trades publicly to ensure transparency and prevent unfair advantages based on non-public information.
Acquired vs Disposed
Filed vs Not Filed
Insider sentiment refers to the collective sentiment or feeling of Broadridge Financial's insiders - typically its officers, directors, and beneficial owners holding more than a certain percentage of the company's stock - about the future prospects of Broadridge Financial Solutions. This sentiment is often gauged based on the trading activities of these insiders. If insiders are purchasing more shares of their own company, it may be interpreted as a bullish sentiment, indicating that they believe Broadridge Financial's stock will rise in value. Conversely, if insiders are selling shares, it might be seen as bearish, suggesting they expect the stock price to drop.
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Broadridge Financial's Workforce Through the Years
Please note that employee historical analysis has become an increasingly important factor for investors assessing the risk associated with Broadridge Financial's future performance. Based on our forecasts, it is anticipated that Broadridge will maintain a workforce of slightly above 15000 employees by March 2026.Broadridge Financial's latest congressional trading
Congressional trading in companies like Broadridge Financial, is subject to rigorous scrutiny to prevent conflicts of interest and insider trading. This is governed by multiple SEC regulations which were established to foster transparency and deter members of Congress from leveraging non-public information for personal gain. This oversight helps maintain public trust and ensures that investments in Broadridge Financial by those in governmental positions are based on the same information available to the general public.
| 2026-01-16 | Representative Dan Newhouse | Acquired Under $15K | Verify | ||
| 2019-04-08 | Representative Susie Lee | Acquired Under $15K | Verify |
Broadridge Financial Management Team Effectiveness
The company has Return on Asset (ROA) of 0.0918 % which means that for every $100 of assets, it generated a profit of $0.0918. This is way below average. Likewise, it shows a return on total equity (ROE) of 0.4179 %, which means that it produced $0.4179 on every 100 dollars invested by current stockholders. Broadridge Financial's management efficiency ratios could be used to measure how well Broadridge Financial manages its routine affairs as well as how well it operates its assets and liabilities. As of 02/11/2026, Return On Capital Employed is likely to grow to 0.23, while Return On Tangible Assets are likely to drop 0.14. At this time, Broadridge Financial's Total Assets are relatively stable compared to the past year. As of 02/11/2026, Non Current Assets Total is likely to grow to about 8.1 B, while Total Current Assets are likely to drop slightly above 1 B.As of 02/11/2026, Net Income Applicable To Common Shares is likely to grow to about 1 B, while Common Stock Shares Outstanding is likely to drop slightly above 100.8 M. Broadridge Financial holds a total of 116.75 Million outstanding shares. The majority of Broadridge Financial Solutions outstanding shares are owned by other corporate entities. These outside corporations are usually referred to as non-private investors looking to acquire positions in Broadridge Financial to benefit from reduced commissions. Consequently, institutional investors are subject to a different set of regulations than regular investors in Broadridge Financial. Please pay attention to any change in the institutional holdings of Broadridge Financial Solutions as this could imply that something significant has changed or is about to change at the company. On January 16, 2026, Representative Dan Newhouse of US Congress acquired under $15k worth of Broadridge Financial's common stock.
Shares in Circulation | First Issued 2006-03-31 | Previous Quarter 118 M | Current Value 117.7 M | Avarage Shares Outstanding 125.3 M | Quarterly Volatility 8.4 M |
Broadridge Financial Workforce Comparison
Broadridge Financial Solutions is number one stock in number of employees category among its peers. The total workforce of Industrials industry is currently estimated at about 782,435. Broadridge Financial claims roughly 15,000 in number of employees contributing just under 2% to equities under Industrials industry.
Broadridge Financial Profit Margins
The company has Net Profit Margin (PM) of 0.15 %, which suggests that even a small decline in it sales will erase profits and may result in a net loss, or a negative profit margin. This is way below average. Likewise, it shows Net Operating Margin (NOM) of 0.12 %, which signifies that for every $100 of sales, it has a net operating income of $0.12.| Current Value | Last Year | Change From Last Year | 10 Year Trend | ||||||
|---|---|---|---|---|---|---|---|---|---|
| Gross Profit Margin | 0.22 | 0.28 |
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| Net Profit Margin | 0.0767 | 0.11 |
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| Operating Profit Margin | 0.17 | 0.2 |
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| Pretax Profit Margin | 0.15 | 0.18 |
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| Return On Assets | 0.0733 | 0.0884 |
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| Return On Equity | 0.22 | 0.28 |
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Broadridge Financial Insider Trading History
Some recent studies suggest that insider trading raises the cost of capital for securities issuers and decreases overall economic growth. Trading by specific Broadridge Financial insiders, such as employees or executives, is commonly permitted as long as it does not rely on Broadridge Financial's material information that is not in the public domain. Local jurisdictions usually require such trading to be reported in order to monitor insider transactions. In many U.S. states, trading conducted by corporate officers, key employees, directors, or significant shareholders must be reported to the regulator or publicly disclosed, usually within a few business days of the trade. In these cases, Broadridge Financial insiders must file a Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies.
| Buy/Sell Ratio | # Purchases Trades | # Sales Trades | Total Shares Purchased | Total Shares Sold | |
|---|---|---|---|---|---|
| 2026-03-01 | 12.0 | 12 | 1 | 321.00 | 253.00 |
| 2025-12-01 | 4.8571 | 34 | 7 | 28,668 | 30,070 |
| 2025-09-01 | 2.3333 | 21 | 9 | 154,812 | 307,079 |
| 2025-06-01 | 0.8065 | 25 | 31 | 20,371 | 84,805 |
| 2025-03-01 | 1.44 | 36 | 25 | 317,867 | 244,438 |
| 2024-12-01 | 2.0 | 46 | 23 | 80,166 | 122,183 |
| 2024-09-01 | 1.2667 | 38 | 30 | 177,019 | 266,154 |
| 2024-06-01 | 1.7143 | 24 | 14 | 31,678 | 35,808 |
| 2024-03-01 | 4.2857 | 30 | 7 | 247,439 | 91,173 |
| 2023-12-01 | 2.5882 | 44 | 17 | 70,830 | 104,827 |
| 2023-09-01 | 1.303 | 43 | 33 | 361,815 | 581,139 |
| 2023-06-01 | 1.0 | 30 | 30 | 64,920 | 152,026 |
| 2023-03-01 | 9.3333 | 28 | 3 | 335,327 | 4,129 |
| 2022-12-01 | 7.3333 | 44 | 6 | 59,984 | 47,170 |
| 2022-09-01 | 1.0938 | 35 | 32 | 243,216 | 419,090 |
| 2022-06-01 | 1.3333 | 16 | 12 | 1,647 | 31,209 |
| 2022-03-01 | 2.4667 | 37 | 15 | 366,230 | 93,804 |
| 2021-12-01 | 1.2708 | 61 | 48 | 393,280 | 739,670 |
| 2021-09-01 | 1.6875 | 54 | 32 | 301,200 | 285,022 |
| 2021-06-01 | 1.0 | 18 | 18 | 1,391 | 40,266 |
| 2021-03-01 | 1.625 | 39 | 24 | 306,148 | 83,171 |
| 2020-12-01 | 2.2381 | 47 | 21 | 174,162 | 244,125 |
| 2020-09-01 | 1.1628 | 50 | 43 | 477,900 | 824,385 |
| 2020-06-01 | 0.6383 | 30 | 47 | 205,783 | 474,960 |
| 2020-03-01 | 3.7778 | 34 | 9 | 447,969 | 89,892 |
| 2019-12-01 | 2.4286 | 34 | 14 | 90,198 | 136,050 |
| 2019-09-01 | 1.2647 | 43 | 34 | 453,913 | 708,309 |
| 2019-06-01 | 0.5122 | 21 | 41 | 135,796 | 378,490 |
| 2019-03-01 | 6.75 | 27 | 4 | 463,562 | 30,050 |
| 2018-12-01 | 5.6 | 28 | 5 | 43,033 | 91,743 |
| 2018-09-01 | 2.0667 | 31 | 15 | 428,821 | 616,751 |
| 2018-06-01 | 0.5167 | 31 | 60 | 486,528 | 1,017,991 |
| 2018-03-01 | 1.2162 | 45 | 37 | 617,973 | 527,635 |
| 2017-12-01 | 3.3333 | 30 | 9 | 122,132 | 231,471 |
| 2017-09-01 | 3.7143 | 26 | 7 | 194,656 | 157,827 |
| 2017-06-01 | 0.587 | 27 | 46 | 339,388 | 749,184 |
| 2017-03-01 | 1.6957 | 39 | 23 | 799,122 | 702,969 |
| 2016-12-01 | 3.5455 | 39 | 11 | 142,056 | 81,415 |
| 2016-09-01 | 0.86 | 43 | 50 | 1,082,656 | 2,037,497 |
| 2016-06-01 | 0.6923 | 9 | 13 | 24,010 | 93,498 |
| 2016-03-01 | 2.1 | 21 | 10 | 524,373 | 167,907 |
| 2015-12-01 | 1.3158 | 25 | 19 | 364,281 | 732,682 |
| 2015-09-01 | 3.4 | 17 | 5 | 232,166 | 76,277 |
| 2015-06-01 | 0.6071 | 17 | 28 | 439,294 | 897,125 |
| 2015-03-01 | 1.5882 | 27 | 17 | 918,320 | 476,096 |
| 2014-12-01 | 1.5714 | 33 | 21 | 534,069 | 746,110 |
| 2014-09-01 | 1.4 | 35 | 25 | 526,824 | 625,238 |
| 2014-06-01 | 0.7 | 14 | 20 | 419,887 | 845,811 |
| 2014-03-01 | 1.3684 | 26 | 19 | 586,228 | 426,406 |
| 2013-12-01 | 3.1429 | 22 | 7 | 166,541 | 169,271 |
| 2013-09-01 | 5.25 | 21 | 4 | 201,590 | 66,811 |
| 2013-06-01 | 0.6809 | 32 | 47 | 632,927 | 1,320,909 |
| 2013-03-01 | 2.6667 | 24 | 9 | 1,099,652 | 96,621 |
| 2012-12-01 | 4.0 | 20 | 5 | 190,686 | 177,000 |
| 2012-09-01 | 2.4 | 24 | 10 | 317,695 | 210,891 |
| 2012-06-01 | 0.7308 | 19 | 26 | 74,275 | 223,921 |
| 2012-03-01 | 1.5238 | 32 | 21 | 904,437 | 186,350 |
| 2011-12-01 | 2.0 | 14 | 7 | 49,194 | 98,019 |
| 2011-09-01 | 8.3333 | 25 | 3 | 235,163 | 17,051 |
| 2011-06-01 | 0.5577 | 29 | 52 | 339,995 | 642,888 |
| 2011-03-01 | 4.0 | 8 | 2 | 114,511 | 20,902 |
| 2010-06-01 | 0.3929 | 11 | 28 | 455,689 | 93,140 |
| 2010-03-01 | 3.6 | 36 | 10 | 1,138,217 | 62,458 |
| 2009-09-01 | 0.2857 | 14 | 49 | 264,086 | 190,251 |
| 2009-06-01 | 0.3889 | 7 | 18 | 119,206 | 26,779 |
| 2009-03-01 | 2.3846 | 31 | 13 | 1,079,038 | 56,260 |
| 2008-09-01 | 1.1667 | 14 | 12 | 147,969 | 58,099 |
| 2008-06-01 | 9.0 | 18 | 2 | 892,792 | 21,572 |
| 2008-03-01 | 5.2 | 52 | 10 | 2,559,271 | 47,979 |
| 2007-12-01 | 1.6667 | 5 | 3 | 20,106 | 34,396 |
| 2007-09-01 | 0.1053 | 4 | 38 | 52,190 | 13,480 |
| 2007-06-01 | 4.6154 | 120 | 26 | 2,386,083 | 0.00 |
| 2006-03-01 | 0.3459 | 55 | 159 | 568,699 | 2,223,465 |
| 2005-12-01 | 14.0 | 14 | 1 | 1,454 | 3,500 |
| 2005-09-01 | 0.4262 | 26 | 61 | 113,568 | 221,239 |
| 2005-06-01 | 0.4098 | 25 | 61 | 232,036 | 395,400 |
| 2005-03-01 | 1.0909 | 36 | 33 | 695,361 | 214,748 |
| 2004-12-01 | 0.6429 | 27 | 42 | 260,442 | 580,059 |
| 2004-09-01 | 3.25 | 13 | 4 | 12,477 | 56,515 |
| 2004-06-01 | 0.8519 | 23 | 27 | 67,349 | 121,500 |
| 2004-03-01 | 0.2959 | 29 | 98 | 593,206 | 659,800 |
| 2003-12-01 | 5.0 | 10 | 2 | 10,954 | 5,600 |
Broadridge Financial Notable Stakeholders
A Broadridge Financial stakeholder refers to an individual interested in an outcome of the business. Different stakeholders have different interests, and companies such as Broadridge Financial often face trade-offs trying to please all of them. Broadridge Financial's stakeholders can have a positive or negative influence on the entity's direction, and there are a lot of executives involved in getting Broadridge Financial's stock to the level that pleases all shareholders. Keeping track of the stakeholders is a great way to stay on top of things affecting its ongoing price.
| Adam Esq | VP CEO | Profile | |
| Timothy Gokey | President, Chief Executive Officer, Director | Profile | |
| Richard Daly | Executive Chairman of the Board | Profile | |
| Leslie Brun | Independent Chairman of the Board | Profile | |
| Laura Matlin | Corporate Vice President, Deputy General Counsel, Chief Governance Officer and Chief Compliance Officer | Profile | |
| Christopher Perry | Corporate Senior Vice President - Global Sales, Marketing and Client Solutions | Profile | |
| Robert Schifellite | Corporate Senior Vice President - Investor Communication Solutions | Profile | |
| Vijay Mayadas | Corporate Vice President - Global Fixed Income and Analytics | Profile | |
| Michael Tae | Corporate Vice President, Corporate Strategy | Profile | |
| Michael Liberatore | Corporate Vice President - Investor Communication Solutions-Mutual Funds | Profile | |
| Edmund Reese | Chief Financial Officer, Corporate Vice President | Profile | |
| Adam Amsterdam | Corporate Vice President General Counsel, Secretary | Profile | |
| Douglas DeSchutter | Corporate Vice President U.S. Regulatory and Digital Communications | Profile | |
| James Young | Chief Financial Officer, Corporate Vice President | Profile | |
| Julie Taylor | Corporate Vice President, Chief Human Resources Officer | Profile | |
| Robert Kalenka | Corporate Vice President - Investor Communication Solutions Operations | Profile | |
| Matthew Connor | Interim Chief Financial Officer | Profile | |
| John Hogan | Senior Director | Profile | |
| Maura Markus | Independent Director | Profile | |
| Amit Zavery | Independent Director | Profile | |
| Alan Weber | Independent Director | Profile | |
| Robert Duelks | Independent Director | Profile | |
| Pamela Carter | Independent Director | Profile | |
| Brett Keller | Independent Director | Profile | |
| Thomas Perna | Independent Director | Profile | |
| Deborah Bussiere | Global Chief Marketing Officer | Profile | |
| Diptik Achru | Global Chief Marketing Officer | Profile | |
| Bob Santangelo | Marketing Sales | Profile | |
| Thomas Carey | Corporate Vice President Global Technology and Operations | Profile | |
| Kurt Eldridge | Head Pacific | Profile | |
| Richard Stingi | Corporate Vice President Chief Human Resources Officer | Profile | |
| Ashima Ghei | Corporate Officer | Profile | |
| Gregg Rosenberg | Global Communications | Profile | |
| Dipti Kachru | Global Officer | Profile | |
| Melvin Flowers | Independent Director | Profile | |
| Michael Alexander | President - Wealth Management | Profile | |
| Michael Thrower | MD EMEA | Profile | |
| Vincent Roux | Senior Development | Profile | |
| Hope Jarkowski | Corporate Officer | Profile | |
| Annette Nazareth | Independent Director | Profile | |
| Keir Gumbs | Corporate Vice President Chief Legal Officer | Profile | |
| James Kwiatkowski | Chief Officer | Profile | |
| German Sanchez | Senior Vice President - Corporate Strategy | Profile | |
| Ray Tierney | President - Itiviti | Profile | |
| Tyler Derr | Chief Officer | Profile | |
| Stephanie Clarke | Senior Analytics | Profile | |
| Roz Smith | Chief Officer | Profile | |
| Edings Thibault | Head Communications | Profile | |
| Daniel Cwenar | Head Analytics | Profile |
About Broadridge Financial Management Performance
The success or failure of an entity such as Broadridge Financial often depends on how effective the management is. Broadridge Financial management team is responsible for propelling the future growth in the right direction and administering and controlling the business activities and accounting for the results. Ineffective management usually contributes to failure in the company's future performance for all stakeholders equally, but most importantly, for investors. So it is important to measure the effectiveness of Broadridge management before purchasing its stock. In many ways, it's all about finding the answer to one important question - Are they doing the right thing right now? How would we assess whether the Broadridge management is utilizing all available resources in the best possible way? Also, how well is the company doing relative to others in its sector and the market as a whole? The answer can be found by analyzing a few important fundamental indicators such as return on assets and return on equity.
| Last Reported | Projected for Next Year | ||
| Return On Tangible Assets | 0.21 | 0.14 | |
| Return On Capital Employed | 0.20 | 0.23 | |
| Return On Assets | 0.09 | 0.07 | |
| Return On Equity | 0.28 | 0.22 |
Broadridge Financial Workforce Analysis
Traditionally, organizations such as Broadridge Financial use manpower efficiency calculations for various incentive schemes, employee appraisal, or as an initiative to improve the processes. However, it can also be used by investors to make long-term investment decisions. The trends in the profit per employee or revenue per employee are measured by net income or revenue divided by the current number of full-time employees over a given time interval. Because workforce needs differ across sectors, these ratios could be used to compare Broadridge Financial within its industry.Broadridge Financial Manpower Efficiency
Return on Broadridge Financial Manpower
| Revenue Per Employee | 459.3K | |
| Revenue Per Executive | 140.6M | |
| Net Income Per Employee | 56K | |
| Net Income Per Executive | 17.1M |
Additional Tools for Broadridge Stock Analysis
When running Broadridge Financial's price analysis, check to measure Broadridge Financial's market volatility, profitability, liquidity, solvency, efficiency, growth potential, financial leverage, and other vital indicators. We have many different tools that can be utilized to determine how healthy Broadridge Financial is operating at the current time. Most of Broadridge Financial's value examination focuses on studying past and present price action to predict the probability of Broadridge Financial's future price movements. You can analyze the entity against its peers and the financial market as a whole to determine factors that move Broadridge Financial's price. Additionally, you may evaluate how the addition of Broadridge Financial to your portfolios can decrease your overall portfolio volatility.