Capital Southwest Company Insiders

CSWC Stock  USD 22.79  0.03  0.13%   
Capital Southwest's insiders are aggressively buying. The analysis of insiders' sentiment of trading Capital Southwest stock suggests that all insiders are extremely bullish at this time. Capital Southwest employs about 30 people. The company is managed by 21 executives with a total tenure of roughly 21 years, averaging almost 1.0 years of service per executive, having 1.43 employees per reported executive.
Bowen Diehl  CEO
CEO President

Insider Sentiment 100

 Aggressively Buying

 
Selling
 
Buying

Latest Trades

2025-10-01Ramona Lynn Rogers-WindsorAcquired 463 @ 21.55View
2025-06-23Ramona Lynn Rogers-WindsorAcquired 471 @ 21.19View
2025-05-27Christine BattistAcquired 476 @ 20.87View
2025-03-26Ramona Lynn Rogers-WindsorAcquired 450 @ 22.52View
2024-12-12Ramona Lynn Rogers-WindsorAcquired 250 @ 22.67View
2024-11-07Ramona Lynn Rogers-WindsorAcquired 500 @ 23.07View
Monitoring Capital Southwest's insider sentiment can offer insights into its future performance, as insiders often have access to more information about their company's operations, financial health, and upcoming initiatives than the general public. However, it's essential to note that insider trading is regulated by securities laws, and insiders are required to disclose their trades publicly to ensure transparency and prevent unfair advantages based on non-public information.
Check out Trending Equities to better understand how to build diversified portfolios, which includes a position in Capital Southwest. Also, note that the market value of any company could be closely tied with the direction of predictive economic indicators such as signals in producer price index.
For information on how to trade Capital Stock refer to our How to Trade Capital Stock guide.

Capital Southwest's Workforce Through the Years

Please note that employee historical analysis has become an increasingly important factor for investors assessing the risk associated with Capital Southwest's future performance. Based on our forecasts, it is anticipated that Capital will maintain a workforce of about 30 employees by February 2026.
 
Dot-com Bubble
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid

Capital Southwest Management Team Effectiveness

The company has return on total asset (ROA) of 0.0645 % which means that it generated a profit of $0.0645 on every $100 spent on assets. This is way below average. Similarly, it shows a return on stockholder's equity (ROE) of 0.0995 %, meaning that it created $0.0995 on every $100 dollars invested by stockholders. Capital Southwest's management efficiency ratios could be used to measure how well Capital Southwest manages its routine affairs as well as how well it operates its assets and liabilities. At present, Capital Southwest's Return On Assets are projected to slightly decrease based on the last few years of reporting. At present, Capital Southwest's Non Current Assets Total are projected to increase significantly based on the last few years of reporting. The current year's Non Currrent Assets Other is expected to grow to about 2.2 B, whereas Total Current Assets are forecasted to decline to about 48.8 M.
The current year's Common Stock Shares Outstanding is expected to grow to about 61.8 M. The current year's Net Income Applicable To Common Shares is expected to grow to about 46.6 M
Capital Southwest holds a total of 57.47 Million outstanding shares. 30% of Capital Southwest outstanding shares are owned by other corporate entities. Institutional investors are typically referred to investors that purchase positions in a given stock to benefit from reduced commissions. Consequently, institutional investors are subject to different rules and regulations than regular investors. Please look out for any change in current institutional holding as this could mean something significant has changed at the company or is about to change. Please note that no matter how many assets the company secures, if the real value of the firm is less than the current market value, you may not be able to make money on it.
 
Shares in Circulation  
First Issued
1995-12-31
Previous Quarter
62.8 M
Current Value
64.8 M
Avarage Shares Outstanding
19.1 M
Quarterly Volatility
9.9 M
 
Dot-com Bubble
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid
Some institutional investors establish a significant position in stocks such as Capital Southwest in order to find ways to drive up its value. Retail investors, on the other hand, need to know that institutional holders can own millions of shares of Capital Southwest, and when they decide to sell, the stock will often sell-off, which may instantly impact shareholders' value. So, traders who get in early or near the beginning of the institutional investor's buying cycle could potentially generate profits.

Capital Southwest Workforce Comparison

Capital Southwest is number one stock in number of employees category among its peers. The total workforce of Financials industry is currently estimated at about 100.0. Capital Southwest totals roughly 30.0 in number of employees claiming about 30% of equities under Financials industry.
The company has Profit Margin (PM) of 0.4 %, which maeans that even a very small decline in it revenue will erase profits resulting in a net loss. This is way below average. Similarly, it shows Operating Margin (OM) of 0.88 %, which suggests for every 100 dollars of sales, it generated a net operating income of $0.88.

Capital Southwest Insider Trading History

Some recent studies suggest that insider trading raises the cost of capital for securities issuers and decreases overall economic growth. Trading by specific Capital Southwest insiders, such as employees or executives, is commonly permitted as long as it does not rely on Capital Southwest's material information that is not in the public domain. Local jurisdictions usually require such trading to be reported in order to monitor insider transactions. In many U.S. states, trading conducted by corporate officers, key employees, directors, or significant shareholders must be reported to the regulator or publicly disclosed, usually within a few business days of the trade. In these cases, Capital Southwest insiders must file a Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies.
 
Dot-com Bubble
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid
Buy/Sell Ratio# Purchases Trades# Sales TradesTotal Shares PurchasedTotal Shares Sold
2025-06-01
0.8333
5
6
 190,947 
 38,302 
2024-06-01
1.1429
8
7
 240,489 
 65,928 
2023-12-01
0.6667
2
3
 1,000.00 
 5,213 
2023-06-01
1.0
3
3
 196,907 
 37,893 
2022-12-01
0.6667
2
3
 1,010 
 17,056 
2022-06-01
1.3333
4
3
 145,710 
 23,326 
2021-12-01
1.0
3
3
 4,555 
 27,171 
2021-09-01
7.0
7
1
 6,649 
 4,000 
2021-06-01
1.0
4
4
 118,245 
 11,295 
2021-03-01
2.0
2
1
 2,500 
 0.00 
2019-03-01
1.0
2
2
 5,975 
 5,975 
2018-09-01
1.0
2
2
 50,794 
 50,000 
2017-12-01
1.75
7
4
 114,680 
 4,582 
2017-06-01
0.1034
3
29
 11,200 
 15,064 
2017-03-01
1.4375
23
16
 332,497 
 69,024 
2016-12-01
4.0
8
2
 126,925 
 7,000 
2016-06-01
2.0
6
3
 14,561 
 2,878 
2016-03-01
10.5
21
2
 115,077 
 5,974 
2015-12-01
1.0
9
9
 115,357 
 1,410 
2015-09-01
3.0
3
1
 1,850 
 0.00 
2015-06-01
0.5652
13
23
 34,306 
 88,951 
2015-03-01
0.3571
5
14
 22,520 
 334,300 
2014-12-01
4.0
4
1
 4,780 
 6,414 
2014-09-01
3.0
9
3
 476,533 
 4,200 
2014-06-01
5.0
5
1
 9,502 
 2,000 
2014-03-01
2.75
33
12
 289,376 
 71,470 
2013-12-01
0.4
2
5
 2,000 
 2,060 
2013-06-01
1.2143
17
14
 10,050 
 5,358 
2013-03-01
2.5
20
8
 20,596 
 5,323 
2012-12-01
2.5
10
4
 1,459 
 4,218 
2012-06-01
1.4444
26
18
 71,780 
 31,340 
2012-03-01
2.6667
8
3
 9,250 
 11,084 
2011-12-01
3.0
9
3
 6,038 
 2,115 
2011-09-01
4.0
8
2
 18,680 
 4,000 
2011-06-01
1.5
3
2
 569.00 
 2,650 
2010-12-01
1.6667
5
3
 21,472 
 716.00 
2010-09-01
0.5
2
4
 1,564 
 29,436 
2010-03-01
1.0
2
2
 15,000 
 5,000 
2009-12-01
1.25
5
4
 38,750 
 21,493 
2009-09-01
3.0
6
2
 2,650 
 5,200 
2009-06-01
0.25
1
4
 200.00 
 19,000 
2009-03-01
7.0
7
1
 12,946 
 522.00 
2008-12-01
4.3333
13
3
 506,684 
 4,577 
2007-12-01
8.0
8
1
 1,552 
 100.00 
2007-09-01
10.0
10
1
 32,687 
 4,000 
2007-06-01
0.4286
3
7
 3,100 
 8,400 
2006-12-01
0.8667
13
15
 13,225 
 21,200 
2006-06-01
1.0714
15
14
 84,400 
 96,000 
2006-03-01
0.375
3
8
 4,200 
 6,700 
2005-12-01
3.0
6
2
 1,912 
 1,100 
2005-09-01
2.0
2
1
 1,000.00 
 3,000 
2004-12-01
4.0
8
2
 1,786 
 1,025 
2004-06-01
0.5
2
4
 1,000.00 
 6,000 
2003-12-01
4.0
4
1
 332.00 
 2,000 

Capital Southwest Notable Stakeholders

A Capital Southwest stakeholder refers to an individual interested in an outcome of the business. Different stakeholders have different interests, and companies such as Capital Southwest often face trade-offs trying to please all of them. Capital Southwest's stakeholders can have a positive or negative influence on the entity's direction, and there are a lot of executives involved in getting Capital Southwest's stock to the level that pleases all shareholders. Keeping track of the stakeholders is a great way to stay on top of things affecting its ongoing price.
CPA CPAPresident CEOProfile
Michael CPAPresident CEOProfile
Bowen DiehlCEO PresidentProfile
Matthew CFAVice PresidentProfile
Will RileyVice PresidentProfile
Matthew SilveyVice PresidentProfile
Garrett HancockVice PresidentProfile
Michael SarnerCFO, Chief Compliance Officer and SecretaryProfile
Grant EasonManaging DirectorProfile
Tabitha GeigerChief OfficerProfile
Chris RehbergerExecutive TreasurerProfile
Joshua CFAManaging DirectorProfile
Ally BensonAssistant ControllerProfile
Spencer KleinPrincipalProfile
Amy CPAExecutive AccountingProfile
James StaffordAccounting ManagerProfile
Rachel CFAVPProfile
Michael BruleyAssociateProfile
Laura ZengilowskiPrincipalProfile
Ryan KellyManaging DirectorProfile
Amy BakerControllerProfile
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About Capital Southwest Management Performance

The success or failure of an entity such as Capital Southwest often depends on how effective the management is. Capital Southwest management team is responsible for propelling the future growth in the right direction and administering and controlling the business activities and accounting for the results. Ineffective management usually contributes to failure in the company's future performance for all stakeholders equally, but most importantly, for investors. So it is important to measure the effectiveness of Capital management before purchasing its stock. In many ways, it's all about finding the answer to one important question - Are they doing the right thing right now? How would we assess whether the Capital management is utilizing all available resources in the best possible way? Also, how well is the company doing relative to others in its sector and the market as a whole? The answer can be found by analyzing a few important fundamental indicators such as return on assets and return on equity.
Last ReportedProjected for Next Year
Return On Tangible Assets 0.03  0.04 
Return On Capital Employed 0.04  0.04 
Return On Assets 0.03  0.04 
Return On Equity 0.07  0.06 
Please note, the presentation of Capital Southwest's financial position, as portrayed in its financial statements, is often influenced by management's estimates, judgments, and sometimes even manipulations. In the best case, Capital Southwest's management is honest, while the outside auditors are strict and uncompromising. Please utilize our Beneish M Score to check the likelihood of Capital Southwest's management manipulating its earnings.

Capital Southwest Workforce Analysis

Traditionally, organizations such as Capital Southwest use manpower efficiency calculations for various incentive schemes, employee appraisal, or as an initiative to improve the processes. However, it can also be used by investors to make long-term investment decisions. The trends in the profit per employee or revenue per employee are measured by net income or revenue divided by the current number of full-time employees over a given time interval. Because workforce needs differ across sectors, these ratios could be used to compare Capital Southwest within its industry.

Capital Southwest Manpower Efficiency

Return on Capital Southwest Manpower

Revenue Per Employee5.5M
Revenue Per Executive7.8M
Net Income Per Employee2.4M
Net Income Per Executive3.4M

Complementary Tools for Capital Stock analysis

When running Capital Southwest's price analysis, check to measure Capital Southwest's market volatility, profitability, liquidity, solvency, efficiency, growth potential, financial leverage, and other vital indicators. We have many different tools that can be utilized to determine how healthy Capital Southwest is operating at the current time. Most of Capital Southwest's value examination focuses on studying past and present price action to predict the probability of Capital Southwest's future price movements. You can analyze the entity against its peers and the financial market as a whole to determine factors that move Capital Southwest's price. Additionally, you may evaluate how the addition of Capital Southwest to your portfolios can decrease your overall portfolio volatility.
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