Walter Kelly - Nuveen Intermediate Chief Compliance Officer, Vice President
NIQDelisted Fund | USD 6.40 0.05 0.78% |
Mr. Walter M. Kelly is Chief Compliance Officer, Vice President of Nuveen Intermediate Duration Quality Municipal Term Fund. He served as Senior Vice President and Assistant Secretary, of Nuveen Fund Advisors, LLC Senior Vice President of Nuveen Investments Holdings, Inc. formerly, Senior Vice President and Vice President of Nuveen Securities, LLC.
Age | 49 |
Tenure | 21 years |
Phone | 312 917 7700 |
Web | https://www.nuveen.com/CEF/Product/Management.aspx?fundcode=NIQ |
Walter Kelly Latest Insider Activity
Tracking and analyzing the buying and selling activities of Walter Kelly against Nuveen Intermediate fund is an integral part of due diligence when investing in Nuveen Intermediate. Walter Kelly insider activity provides valuable insight into whether Nuveen Intermediate is net buyers or sellers over its current business cycle. Note, Nuveen Intermediate insiders must abide by specific rules, including filing SEC forms every time they buy or sell Nuveen Intermediate'sshares to prevent insider trading or benefiting illegally from material non-public information that their positions give them access to.
Walter Kelly over two months ago Insider Trading |
Nuveen Intermediate Management Performance (%)
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Nuveen Intermediate Leadership Team
Elected by the shareholders, the Nuveen Intermediate's board of directors comprises two types of representatives: Nuveen Intermediate inside directors who are chosen from within the company, and outside directors, selected externally and held independent of Nuveen. The board's role is to monitor Nuveen Intermediate's management team and ensure that shareholders' interests are well served. Nuveen Intermediate's inside directors are responsible for reviewing and approving budgets prepared by upper management to implement core corporate initiatives and projects. On the other hand, Nuveen Intermediate's outside directors are responsible for providing unbiased perspectives on the board's policies.
Mark Winget, Vice President Assistant Secretary | ||
Robert Young, Independent Director | ||
E Wickerham, Vice President Controller | ||
Deann Morgan, Vice President | ||
Jack Evans, Independent Director | ||
David Lamb, Chief Administrative Officer | ||
Mark Czarniecki, Vice President Assistant Secretary | ||
Cedric Antosiewicz, Chief Administrative Officer | ||
Judith Stockdale, Independent Director | ||
William Siffermann, Vice President | ||
William Meyers, Vice President | ||
Michael Perry, Vice President | ||
Jacques Longerstaey, Vice President | ||
Matthew Thornton, Independent Director | ||
Margaret Wolff, Independent Director | ||
Brian Lockhart, Vice President | ||
Stephen Foy, Vice President Controller | ||
Joel Slager, Vice President Assistant Secretary | ||
Margo Cook, Vice President | ||
Diana Gonzalez, Vice President Assistant Secretary | ||
Gifford Zimmerman, Chief Compliance Officer, Vice President | ||
Nathaniel Jones, Vice President Treasurer | ||
Terence Toth, Independent Chairman of the Board | ||
Carole Stone, Independent Director | ||
Jon Meissner, Vice President, Assistant Secretary | ||
Christopher Rohrbacher, Vice President Assistant Secretary | ||
Walter Kelly, Chief Compliance Officer, Vice President | ||
John Nelson, Independent Director | ||
Albin Moschner, Independent Director | ||
Kevin McCarthy, Vice President, Assistant Secretary | ||
William Hunter, Independent Director | ||
Tina Lazar, Vice President |
Nuveen Fund Performance Indicators
The ability to make a profit is the ultimate goal of any investor. But to identify the right fund is not an easy task. Is Nuveen Intermediate a good investment? Although profit is still the single most important financial element of any organization, multiple performance indicators can help investors identify the equity that they will appreciate over time.
Shares Outstanding | 13.1 M | |||
Shares Owned By Institutions | 29.09 % | |||
Number Of Shares Shorted | 42.22 K | |||
Price To Earning | 18.78 X | |||
Short Ratio | 1.50 X | |||
Earnings Per Share | 0.65 X | |||
Number Of Employees | 21 | |||
Beta | 0.03 | |||
Market Capitalization | 171.99 M | |||
Annual Yield | 0 % |
Check out Correlation Analysis to better understand how to build diversified portfolios. Also, note that the market value of any fund could be closely tied with the direction of predictive economic indicators such as signals in gross domestic product. You can also try the Portfolio Rebalancing module to analyze risk-adjusted returns against different time horizons to find asset-allocation targets.
Other Consideration for investing in Nuveen Fund
If you are still planning to invest in Nuveen Intermediate check if it may still be traded through OTC markets such as Pink Sheets or OTC Bulletin Board. You may also purchase it directly from the company, but this is not always possible and may require contacting the company directly. Please note that delisted stocks are often considered to be more risky investments, as they are no longer subject to the same regulatory and reporting requirements as listed stocks. Therefore, it is essential to carefully research the Nuveen Intermediate's history and understand the potential risks before investing.
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