Gerald Cummins - Oxford Square Chief Compliance Officer

OXSQ Stock  USD 2.63  0.04  1.50%   

Executive

Mr. Gerald Cummins is Chief Compliance Officer of the Company. He has served as the Companys Chief Compliance Officer since June 2015 pursuant to an agreement between the Company and Alaric Compliance Services, LLC, a compliance consulting firm. Mr. Cummins also currently serves as the Chief Compliance Officer of Oxford Square Management, Oxford Lane Capital Corporationration, Oxford Lane Management, LLC, Oxford Funds and since 2015 Oxford Bridge Management, LLC. Mr. Cummins was a Director of Alaric Compliance Services, LLC since June 2014 and in that capacity he also serves as the Chief Compliance Officer to a private equity firm. Prior to joining Alaric Compliance Services, LLC, Mr. Cummins was a consultant for Barclays Capital Inc. from 2012 to 2013, where he participated in numerous compliance projects on pricing and valuation, compliance assessments, and compliance policy and procedure development. Prior to his consulting work at Barclays, Mr. Cummins was from 2010 to 2011 the Chief Operating Officer and the Chief Compliance Officer for BroadArch Capital and from 2009 to 2011 the Chief Financial Officer and Chief Compliance Officer to its predecessor New Castle Funds, a longshort equity asset manager. Prior to that, Mr. Cummins spent 25 years at Bear Stearns Asset Management, where he was a Managing Director and held senior compliance, controllers and operations risk positions since 2015.
Age 69
Tenure 9 years
Address Eight Sound Shore Drive, Greenwich, CT, United States, 06830-7254
Phone203 983 5275
Webhttps://www.oxfordsquarecapital.com
Cummins graduated with a B.A. in Mathematics from Fordham University.

Oxford Square Management Efficiency

The company has return on total asset (ROA) of 0.0735 % which means that it generated a profit of $0.0735 on every $100 spent on assets. This is way below average. Similarly, it shows a return on stockholder's equity (ROE) of (0.0293) %, meaning that it created substantial loss on money invested by shareholders. Oxford Square's management efficiency ratios could be used to measure how well Oxford Square manages its routine affairs as well as how well it operates its assets and liabilities. At this time, Oxford Square's Return On Tangible Assets are relatively stable compared to the past year. As of 11/27/2024, Return On Assets is likely to grow to 0.07, while Return On Capital Employed is likely to drop 0.1. At this time, Oxford Square's Liabilities And Stockholders Equity is relatively stable compared to the past year. As of 11/27/2024, Non Current Liabilities Total is likely to grow to about 155.3 M, while Total Current Liabilities is likely to drop slightly above 2.1 M.
Oxford Square Capital currently holds 122.98 M in liabilities with Debt to Equity (D/E) ratio of 1.02, which is about average as compared to similar companies. Oxford Square Capital has a current ratio of 0.92, indicating that it has a negative working capital and may not be able to pay financial obligations when due. Note, when we think about Oxford Square's use of debt, we should always consider it together with its cash and equity.

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Oxford Square Capital Corp. is a business development company, operates as a closed-end, non-diversified management investment company. Oxford Square Capital Corp., formerly known as TICC Capital Corp., was founded in 2003 and is headquartered in Greenwich, Connecticut. Oxford Square is traded on NASDAQ Exchange in the United States. Oxford Square Capital (OXSQ) is traded on NASDAQ Exchange in USA. It is located in Eight Sound Shore Drive, Greenwich, CT, United States, 06830-7254 and employs 13 people. Oxford Square is listed under Asset Management & Custody Banks category by Fama And French industry classification.

Management Performance

Oxford Square Capital Leadership Team

Elected by the shareholders, the Oxford Square's board of directors comprises two types of representatives: Oxford Square inside directors who are chosen from within the company, and outside directors, selected externally and held independent of Oxford. The board's role is to monitor Oxford Square's management team and ensure that shareholders' interests are well served. Oxford Square's inside directors are responsible for reviewing and approving budgets prepared by upper management to implement core corporate initiatives and projects. On the other hand, Oxford Square's outside directors are responsible for providing unbiased perspectives on the board's policies.
Jonathan Cohen, CEO, Director
Gerald Cummins, Chief Compliance Officer
Vincent Gurrera, Controller Finance
Debdeep Maji, Sr Management
Kristin Paul, Director Operations
Joseph Kupka, Managing Director
Hooman Banafsheha, Principal
Saul JD, President COO
Jeffrey Faenza, Accounting Mang
Sergio Giudici, Head Technology
Bruce Rubin, CFO, Chief Accounting Officer, Treasurer, Secretary
Kevin Yonon, MD Management
Brian Aleksa, Vice President

Oxford Stock Performance Indicators

The ability to make a profit is the ultimate goal of any investor. But to identify the right stock is not an easy task. Is Oxford Square a good investment? Although profit is still the single most important financial element of any organization, multiple performance indicators can help investors identify the equity that they will appreciate over time.

Pair Trading with Oxford Square

One of the main advantages of trading using pair correlations is that every trade hedges away some risk. Because there are two separate transactions required, even if Oxford Square position performs unexpectedly, the other equity can make up some of the losses. Pair trading also minimizes risk from directional movements in the market. For example, if an entire industry or sector drops because of unexpected headlines, the short position in Oxford Square will appreciate offsetting losses from the drop in the long position's value.

Moving against Oxford Stock

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The ability to find closely correlated positions to Oxford Square could be a great tool in your tax-loss harvesting strategies, allowing investors a quick way to find a similar-enough asset to replace Oxford Square when you sell it. If you don't do this, your portfolio allocation will be skewed against your target asset allocation. So, investors can't just sell and buy back Oxford Square - that would be a violation of the tax code under the "wash sale" rule, and this is why you need to find a similar enough asset and use the proceeds from selling Oxford Square Capital to buy it.
The correlation of Oxford Square is a statistical measure of how it moves in relation to other instruments. This measure is expressed in what is known as the correlation coefficient, which ranges between -1 and +1. A perfect positive correlation (i.e., a correlation coefficient of +1) implies that as Oxford Square moves, either up or down, the other security will move in the same direction. Alternatively, perfect negative correlation means that if Oxford Square Capital moves in either direction, the perfectly negatively correlated security will move in the opposite direction. If the correlation is 0, the equities are not correlated; they are entirely random. A correlation greater than 0.8 is generally described as strong, whereas a correlation less than 0.5 is generally considered weak.
Correlation analysis and pair trading evaluation for Oxford Square can also be used as hedging techniques within a particular sector or industry or even over random equities to generate a better risk-adjusted return on your portfolios.
Pair CorrelationCorrelation Matching

Additional Tools for Oxford Stock Analysis

When running Oxford Square's price analysis, check to measure Oxford Square's market volatility, profitability, liquidity, solvency, efficiency, growth potential, financial leverage, and other vital indicators. We have many different tools that can be utilized to determine how healthy Oxford Square is operating at the current time. Most of Oxford Square's value examination focuses on studying past and present price action to predict the probability of Oxford Square's future price movements. You can analyze the entity against its peers and the financial market as a whole to determine factors that move Oxford Square's price. Additionally, you may evaluate how the addition of Oxford Square to your portfolios can decrease your overall portfolio volatility.