Capital One Company Top Insiders

COF Stock  USD 236.97  2.55  1.09%   
Roughly 79 percent of Capital One's insiders are selling. The analysis of insider sentiment suggests that a large number of Capital One Financial insiders are, at present, terrified. Capital One employs about 77 K people. The company is managed by 44 executives with a total tenure of roughly 348 years, averaging almost 7.0 years of service per executive, having 1750.0 employees per reported executive.
John Finneran  CEO
Senior Advisor to the CEO and Corporate Secretary
Kevin Borgmann  CEO
Senior Advisor to the CEO

Insider Sentiment 21

 Mostly Selling

 
Selling
 
Buying

Latest Trades

2025-10-02Matthew W CooperDisposed 2000 @ 211.99View
2025-09-25Ro KhannaAcquired @ 222.42
2025-09-23Val T. HoyleDisposed @ 223
2025-09-17Ro KhannaAcquired @ 225.43
2025-09-05Ro KhannaAcquired @ 221.72
2025-09-02Matthew W CooperDisposed 2000 @ 223.4View
2025-08-21Michael T. McCaulDisposed @ 211.96
2025-08-19Timothy P GoldenDisposed 207 @ 215.41View
2025-08-14Julie JohnsonDisposed @ 221.08
2025-08-12Timothy P GoldenDisposed 3462 @ 210.28View
2025-08-04Michael ZamskyDisposed 5515 @ 209.59View
2025-07-25Ro KhannaDisposed @ 212.61
2025-07-23Robert M AlexanderDisposed 10114 @ 227.86View
2025-07-02Ro KhannaAcquired @ 218.97
2025-06-23Ro KhannaDisposed @ 201.76
2025-06-16Michael T. McCaulDisposed @ 197.63
2025-05-28Michael T. McCaulDisposed @ 191.08
2025-05-19Julie JohnsonDisposed @ 197.36
2025-05-12Michael ZamskyDisposed 9560 @ 199.4View
Monitoring Capital One's insider sentiment can offer insights into its future performance, as insiders often have access to more information about their company's operations, financial health, and upcoming initiatives than the general public. However, it's essential to note that insider trading is regulated by securities laws, and insiders are required to disclose their trades publicly to ensure transparency and prevent unfair advantages based on non-public information.

Acquired vs Disposed

Filed vs Not Filed

Insider sentiment refers to the collective sentiment or feeling of Capital One's insiders - typically its officers, directors, and beneficial owners holding more than a certain percentage of the company's stock - about the future prospects of Capital One Financial. This sentiment is often gauged based on the trading activities of these insiders. If insiders are purchasing more shares of their own company, it may be interpreted as a bullish sentiment, indicating that they believe Capital One's stock will rise in value. Conversely, if insiders are selling shares, it might be seen as bearish, suggesting they expect the stock price to drop.
Check out Trending Equities to better understand how to build diversified portfolios, which includes a position in Capital One Financial. Also, note that the market value of any company could be closely tied with the direction of predictive economic indicators such as signals in metropolitan statistical area.

Capital One's Workforce Through the Years

Please note that employee historical analysis has become an increasingly important factor for investors assessing the risk associated with Capital One's future performance. Based on our forecasts, it is anticipated that Capital will maintain a workforce of roughly 77000 employees by February 2026.
 
Dot-com Bubble
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid

Capital One's latest congressional trading

Congressional trading in companies like Capital One Financial, is subject to rigorous scrutiny to prevent conflicts of interest and insider trading. This is governed by multiple SEC regulations which were established to foster transparency and deter members of Congress from leveraging non-public information for personal gain. This oversight helps maintain public trust and ensures that investments in Capital One by those in governmental positions are based on the same information available to the general public.
2025-12-12Representative Julie JohnsonAcquired Under $15KVerify
2025-12-05Senator Markwayne MullinAcquired $50K to $100KVerify
2025-12-04Senator Markwayne MullinAcquired $50K to $100KVerify
2025-11-14Representative Ro KhannaAcquired Under $15KVerify
2025-10-10Representative Val HoyleAcquired Under $15KVerify
2025-10-03Representative Ro KhannaAcquired Under $15KVerify
2025-09-26Representative Michael McCaulAcquired $100K to $250KVerify
2025-09-12Representative Julie JohnsonAcquired Under $15KVerify
2025-08-13Representative Neal P DunnAcquired Under $15KVerify
2025-04-12Senator Markwayne MullinAcquired $15K to $50KVerify
2025-04-04Representative Neal P DunnAcquired Under $15KVerify
2023-07-19Representative William R KeatingAcquired Under $15KVerify
2023-07-13Senator Tommy TubervilleAcquired Under $15KVerify

Capital One Management Team Effectiveness

The Capital One's current Return On Tangible Assets is estimated to increase to 0.02. The Capital One's current Return On Capital Employed is estimated to increase to 0.08. At this time, Capital One's Other Assets are most likely to increase significantly in the upcoming years. The Capital One's current Return On Tangible Assets is estimated to increase to 0.02, while Total Current Assets are projected to decrease to roughly 44.4 B. Capital One's management efficiency ratios could be used to measure how well Capital One manages its routine affairs as well as how well it operates its assets and liabilities.
The current Common Stock Shares Outstanding is estimated to decrease to about 403 M. The current Net Income Applicable To Common Shares is estimated to decrease to about 3.5 B
Capital One holds a total of 635.73 Million outstanding shares. The majority of Capital One Financial outstanding shares are owned by other corporate entities. These outside corporations are usually referred to as non-private investors looking to acquire positions in Capital One Financial to benefit from reduced commissions. Consequently, institutional investors are subject to a different set of regulations than regular investors in Capital One. Please pay attention to any change in the institutional holdings of Capital One Financial as this could imply that something significant has changed or is about to change at the company. Please note that on December 12, 2025, Representative Julie Johnson of US Congress acquired under $15k worth of Capital One Financial's common stock.
 
Shares in Circulation  
First Issued
1994-03-31
Previous Quarter
505.6 M
Current Value
639.5 M
Avarage Shares Outstanding
370.1 M
Quarterly Volatility
133.6 M
 
Dot-com Bubble
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid
Some institutional investors establish a significant position in stocks such as Capital One in order to find ways to drive up its value. Retail investors, on the other hand, need to know that institutional holders can own millions of shares of Capital One, and when they decide to sell, the stock will often sell-off, which may instantly impact shareholders' value. So, traders who get in early or near the beginning of the institutional investor's buying cycle could potentially generate profits.

Capital One Workforce Comparison

Capital One Financial is rated fifth in number of employees category among its peers. The total workforce of Financials industry is currently estimated at about 814,376. Capital One holds roughly 77,000 in number of employees claiming about 9% of equities under Financials industry.

Capital One Profit Margins

The company has Net Profit Margin of 0.05 %, which implies that it may need a different competitive strategy as even a very small decline in it revenue may erase profits and result in a net loss. This is way below average. In the same way, it shows Net Operating Margin of 0.39 %, which entails that for every 100 dollars of revenue, it generated $0.39 of operating income.
Current ValueLast YearChange From Last Year 10 Year Trend
Gross Profit Margin0.760.58
Significantly Up
Slightly volatile
Net Profit Margin0.10.0793
Significantly Up
Pretty Stable
Operating Profit Margin0.160.0986
Way Up
Slightly volatile
Pretax Profit Margin0.160.0986
Way Up
Slightly volatile
Return On Assets0.01930.0111
Way Up
Pretty Stable
Return On Equity0.140.0899
Way Up
Very volatile

Capital One Insider Trading History

Some recent studies suggest that insider trading raises the cost of capital for securities issuers and decreases overall economic growth. Trading by specific Capital One insiders, such as employees or executives, is commonly permitted as long as it does not rely on Capital One's material information that is not in the public domain. Local jurisdictions usually require such trading to be reported in order to monitor insider transactions. In many U.S. states, trading conducted by corporate officers, key employees, directors, or significant shareholders must be reported to the regulator or publicly disclosed, usually within a few business days of the trade. In these cases, Capital One insiders must file a Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies.
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid
Buy/Sell Ratio# Purchases Trades# Sales TradesTotal Shares PurchasedTotal Shares Sold
2025-12-01
0.0741
2
27
 106,973 
 387,191 
2025-09-01
0.1429
1
7
 2,014 
 23,902 
2025-06-01
9.25
37
4
 504,512 
 11,218 
2025-03-01
0.5224
35
67
 337,676 
 211,890 
2024-09-01
0.1667
3
18
 160,741 
 340,260 
2024-06-01
2.4
12
5
 18,359 
 42,266 
2024-03-01
0.5
36
72
 526,903 
 266,637 
2023-12-01
0.1935
6
31
 47,409 
 196,969 
2023-09-01
0.1892
7
37
 27,237 
 141,351 
2023-06-01
11.0
11
1
 26,983 
 469.00 
2023-03-01
0.493
35
71
 535,560 
 279,764 
2022-12-01
0.1786
5
28
 62,689 
 241,787 
2022-09-01
0.0476
1
21
 12,538 
 123,196 
2022-06-01
2.1667
13
6
 19,375 
 20,124 
2022-03-01
0.5143
36
70
 559,173 
 276,759 
2021-12-01
1.0
2
2
 3,362 
 5,432 
2021-09-01
0.1364
3
22
 413,726 
 736,269 
2021-06-01
0.84
21
25
 168,227 
 445,637 
2021-03-01
0.448
56
125
 666,101 
 785,212 
2020-12-01
0.25
20
80
 761,618 
 1,627,747 
2020-09-01
1.0
1
1
 45,527 
 5,724 
2020-06-01
2.4
12
5
 38,990 
 23,529 
2020-03-01
0.4851
65
134
 1,117,589 
 965,999 
2019-12-01
0.3929
11
28
 216,119 
 521,766 
2019-06-01
1.5714
11
7
 23,380 
 53,038 
2019-03-01
0.5133
77
150
 736,273 
 490,340 
2018-09-01
0.2667
4
15
 281,882 
 576,446 
2018-06-01
0.5909
13
22
 265,181 
 547,875 
2018-03-01
0.5258
102
194
 1,339,655 
 1,923,949 
2017-12-01
0.3784
14
37
 347,510 
 883,690 
2017-09-01
0.5
3
6
 367,872 
 734,838 
2017-06-01
2.25
9
4
 18,549 
 8,724 
2017-03-01
0.6298
131
208
 2,077,190 
 3,021,760 
2016-12-01
0.3061
15
49
 1,424,813 
 2,986,823 
2016-06-01
11.0
11
1
 38,768 
 39,077 
2016-03-01
0.7537
101
134
 1,603,123 
 802,711 
2015-09-01
0.25
2
8
 66,279 
 178,070 
2015-06-01
0.6286
22
35
 338,184 
 717,735 
2015-03-01
0.7133
102
143
 2,039,742 
 1,972,792 
2014-12-01
0.4545
5
11
 585,570 
 1,173,300 
2014-09-01
0.25
2
8
 80,313 
 174,840 
2014-06-01
0.75
18
24
 201,628 
 361,761 
2014-03-01
0.7961
82
103
 1,497,410 
 1,145,673 
2013-12-01
0.44
22
50
 744,992 
 2,064,839 
2013-09-01
0.3548
11
31
 171,271 
 442,525 
2013-06-01
0.9333
14
15
 184,285 
 380,094 
2013-03-01
0.9277
77
83
 2,003,495 
 1,248,542 
2012-12-01
0.439
18
41
 321,873 
 630,443 
2012-09-01
0.4615
6
13
 299,493 
 54,662,383 
2012-03-01
1.0
84
84
 2,802,797 
 1,171,396 
2011-12-01
0.4583
11
24
 177,052 
 370,670 
2011-09-01
0.1
1
10
 6,266 
 115,118 
2011-06-01
1.7273
19
11
 198,444 
 331,790 
2011-03-01
0.9444
68
72
 2,971,959 
 1,604,635 
2010-12-01
0.6111
11
18
 367,610 
 271,578 
2010-09-01
0.2143
3
14
 28,591 
 282,771 
2010-06-01
1.5
18
12
 192,498 
 274,897 
2010-03-01
0.5714
28
49
 1,379,663 
 519,772 
2009-09-01
0.1053
2
19
 500,000 
 260,556 
2009-06-01
4.25
17
4
 225,859 
 11,345 
2009-03-01
2.8
56
20
 5,381,703 
 90,086 
2008-09-01
0.5
5
10
 31,438 
 80,190 
2008-06-01
0.0176
64
3627
 736,761 
 1,300,112 
2008-03-01
0.0164
50
3044
 2,159,803 
 1,582,055 
2007-12-01
1.25
5
4
 47,179 
 2,813 
2007-09-01
0.5
1
2
 21,000 
 24,000 
2007-06-01
11.0
11
1
 30,105 
 3,168 
2007-03-01
0.3889
7
18
 195,280 
 533,018 
2006-12-01
0.1538
2
13
 937.00 
 18,571 
2006-09-01
0.2
1
5
 442.00 
 1,929 
2006-06-01
5.0
10
2
 25,300 
 4,546 
2006-03-01
1.0
12
12
 249,917 
 84,550 
2005-12-01
0.2632
5
19
 28,269 
 114,363 
2005-09-01
4.4167
53
12
 310,694 
 132,411 
2005-06-01
0.9
9
10
 64,300 
 100,560 
2005-03-01
0.4783
11
23
 211,527 
 48,783 
2004-12-01
0.5625
9
16
 161,559 
 323,116 
2004-09-01
0.625
5
8
 139,004 
 271,519 
2004-06-01
0.3636
4
11
 72,615 
 192,887 
2004-03-01
0.125
10
80
 334,582 
 664,493 
2003-12-01
0.0635
38
598
 2,069,650 
 4,428,980 
2003-09-01
0.0521
36
691
 846,500 
 1,872,500 

Capital One Notable Stakeholders

A Capital One stakeholder refers to an individual interested in an outcome of the business. Different stakeholders have different interests, and companies such as Capital One often face trade-offs trying to please all of them. Capital One's stakeholders can have a positive or negative influence on the entity's direction, and there are a lot of executives involved in getting Capital One's stock to the level that pleases all shareholders. Keeping track of the stakeholders is a great way to stay on top of things affecting its ongoing price.
John FinneranSenior Advisor to the CEO and Corporate SecretaryProfile
Kevin BorgmannSenior Advisor to the CEOProfile
Frank LaPradeChief Enterprise Services Officer, Chief of Staff to the CEOProfile
Richard FairbankChairman of the Board, President, Chief Executive OfficerProfile
Christopher NewkirkPresident - Small Business, International and WalmartProfile
Kleber SantosPresident Retail and Direct BankingProfile
Michael SlocumPresident - Commercial BankingProfile
Sanjiv YajnikPresident of Financial ServicesProfile
Michael WassmerPresident - U.S. CardProfile
Lia DeanPresident - Retail Bank and Premium Card ProductsProfile
Scott BlackleyChief Financial OfficerProfile
Andrew YoungChief Financial OfficerProfile
Celia KaramChief Operating Officer - CardProfile
Francois LocohDonouIndependent DirectorProfile
Christine DetrickIndependent DirectorProfile
Aparna ChennapragadaIndependent DirectorProfile
Pierre LeroyIndependent DirectorProfile
Peter RaskindIndependent DirectorProfile
Bradford WarnerIndependent DirectorProfile
Catherine WestIndependent DirectorProfile
Peter KillaleaIndependent DirectorProfile
Mayo ShattuckIndependent DirectorProfile
Ann HackettPresiding Independent DirectorProfile
Cornelis LeenaarsIndependent DirectorProfile
Eileen SerraIndependent DirectorProfile
Ime ArchibongIndependent DirectorProfile
Craig WilliamsIndependent DirectorProfile
Joseph PorteraChief ServicesProfile
Tatiana SteadDirector CommunicationsProfile
Timothy GoldenSenior ControllerProfile
Sheldon HallChief Risk OfficerProfile
Ren KiehnSenior ManagerProfile
Danielle DietzManaging RelationsProfile
JD IIIChief CEOProfile
Darren AlcusExecutive BankingProfile
Bob McCarrickExecutive RelationshipsProfile
Robert AlexanderChief Information OfficerProfile
Andy OzmentHead RiskProfile
Jory BersonChief Human Resources OfficerProfile
Neal BlindePresident - Commercial BankingProfile
Jeff NorrisSenior FinanceProfile
Kaitlin HaggertyChief Human Resource OfficerProfile
James HendersonExecutive EstateProfile
Matthew CooperGeneral Counsel, Corporate SecretaryProfile
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About Capital One Management Performance

The success or failure of an entity such as Capital One Financial often depends on how effective the management is. Capital One management team is responsible for propelling the future growth in the right direction and administering and controlling the business activities and accounting for the results. Ineffective management usually contributes to failure in the company's future performance for all stakeholders equally, but most importantly, for investors. So it is important to measure the effectiveness of Capital management before purchasing its stock. In many ways, it's all about finding the answer to one important question - Are they doing the right thing right now? How would we assess whether the Capital management is utilizing all available resources in the best possible way? Also, how well is the company doing relative to others in its sector and the market as a whole? The answer can be found by analyzing a few important fundamental indicators such as return on assets and return on equity.
Last ReportedProjected for Next Year
Return On Tangible Assets 0.01  0.02 
Return On Capital Employed 0.05  0.08 
Return On Assets 0.01  0.02 
Return On Equity 0.09  0.14 

Capital One Workforce Analysis

Traditionally, organizations such as Capital One use manpower efficiency calculations for various incentive schemes, employee appraisal, or as an initiative to improve the processes. However, it can also be used by investors to make long-term investment decisions. The trends in the profit per employee or revenue per employee are measured by net income or revenue divided by the current number of full-time employees over a given time interval. Because workforce needs differ across sectors, these ratios could be used to compare Capital One within its industry.

Capital One Manpower Efficiency

Return on Capital One Manpower

Revenue Per Employee700.5K
Revenue Per Executive1.2B
Net Income Per Employee61.7K
Net Income Per Executive108M

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When running Capital One's price analysis, check to measure Capital One's market volatility, profitability, liquidity, solvency, efficiency, growth potential, financial leverage, and other vital indicators. We have many different tools that can be utilized to determine how healthy Capital One is operating at the current time. Most of Capital One's value examination focuses on studying past and present price action to predict the probability of Capital One's future price movements. You can analyze the entity against its peers and the financial market as a whole to determine factors that move Capital One's price. Additionally, you may evaluate how the addition of Capital One to your portfolios can decrease your overall portfolio volatility.
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