Capital One Company Top Insiders
| COF Stock | USD 234.42 3.01 1.30% |
Capital One employs about 77 K people. The company is managed by 44 executives with a total tenure of roughly 348 years, averaging almost 7.0 years of service per executive, having 1750.0 employees per reported executive. Examination of Capital One's management performance can provide insight into the company performance.
| John Finneran CEO Senior Advisor to the CEO and Corporate Secretary |
| Kevin Borgmann CEO Senior Advisor to the CEO |
Capital One's latest congressional trading
Congressional trading in companies like Capital One Financial, is subject to rigorous scrutiny to prevent conflicts of interest and insider trading. This is governed by multiple SEC regulations which were established to foster transparency and deter members of Congress from leveraging non-public information for personal gain. This oversight helps maintain public trust and ensures that investments in Capital One by those in governmental positions are based on the same information available to the general public.
| 2025-12-12 | Representative Julie Johnson | Acquired Under $15K | Verify | ||
| 2025-12-05 | Senator Markwayne Mullin | Acquired $50K to $100K | Verify | ||
| 2025-12-04 | Senator Markwayne Mullin | Acquired $50K to $100K | Verify | ||
| 2025-11-14 | Representative Ro Khanna | Acquired Under $15K | Verify | ||
| 2025-10-10 | Representative Val Hoyle | Acquired Under $15K | Verify | ||
| 2025-10-03 | Representative Ro Khanna | Acquired Under $15K | Verify | ||
| 2025-09-26 | Representative Michael McCaul | Acquired $100K to $250K | Verify | ||
| 2025-09-12 | Representative Julie Johnson | Acquired Under $15K | Verify | ||
| 2025-08-13 | Representative Neal P Dunn | Acquired Under $15K | Verify | ||
| 2025-04-12 | Senator Markwayne Mullin | Acquired $15K to $50K | Verify | ||
| 2025-04-04 | Representative Neal P Dunn | Acquired Under $15K | Verify | ||
| 2023-07-19 | Representative William R Keating | Acquired Under $15K | Verify | ||
| 2023-07-13 | Senator Tommy Tuberville | Acquired Under $15K | Verify |
Capital One Management Team Effectiveness
Capital One's management efficiency ratios could be used to measure how well Capital One manages its routine affairs as well as how well it operates its assets and liabilities.Capital One holds a total of 635.73 Million outstanding shares. The majority of Capital One Financial outstanding shares are owned by other corporate entities. These outside corporations are usually referred to as non-private investors looking to acquire positions in Capital One Financial to benefit from reduced commissions. Consequently, institutional investors are subject to a different set of regulations than regular investors in Capital One. Please pay attention to any change in the institutional holdings of Capital One Financial as this could imply that something significant has changed or is about to change at the company. Please note that on December 12, 2025, Representative Julie Johnson of US Congress acquired under $15k worth of Capital One Financial's common stock.
Some institutional investors establish a significant position in stocks such as Capital One in order to find ways to drive up its value. Retail investors, on the other hand, need to know that institutional holders can own millions of shares of Capital One, and when they decide to sell, the stock will often sell-off, which may instantly impact shareholders' value. So, traders who get in early or near the beginning of the institutional investor's buying cycle could potentially generate profits.
Capital One Workforce Comparison
Capital One Financial is rated fifth in number of employees category among its peers. The total workforce of Financials industry is currently estimated at about 814,376. Capital One holds roughly 77,000 in number of employees claiming about 9% of equities under Financials industry.
The company has Net Profit Margin of 0.05 %, which implies that it may need a different competitive strategy as even a very small decline in it revenue may erase profits and result in a net loss. This is way below average. In the same way, it shows Net Operating Margin of 0.39 %, which entails that for every 100 dollars of revenue, it generated $0.39 of operating income. Capital One Insider Trading
Some recent studies suggest that insider trading raises the cost of capital for securities issuers and decreases overall economic growth. Trading by specific Capital One insiders, such as employees or executives, is commonly permitted as long as it does not rely on Capital One's material information that is not in the public domain. Local jurisdictions usually require such trading to be reported in order to monitor insider transactions. In many U.S. states, trading conducted by corporate officers, key employees, directors, or significant shareholders must be reported to the regulator or publicly disclosed, usually within a few business days of the trade. In these cases, Capital One insiders must file a Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies.
Zamsky Michael over six months ago Disposition of 1183 shares by Zamsky Michael of Capital One at 202.16 subject to Rule 16b-3 | ||
Kevin Borgmann over a year ago Disposition of 2503 shares by Kevin Borgmann of Capital One at 131.28 subject to Rule 16b-3 | ||
Kevin Borgmann over a year ago Disposition of 23582 shares by Kevin Borgmann of Capital One at 86.34 subject to Rule 16b-3 | ||
Richard Fairbank over a year ago Disposition of 115812 shares by Richard Fairbank of Capital One at 74.96 subject to Rule 16b-3 | ||
Robert Alexander over a year ago Disposition of 1497 shares by Robert Alexander of Capital One at 136.36 subject to Rule 16b-3 | ||
Sheldon Hall over a year ago Disposition of 1022 shares by Sheldon Hall of Capital One at 136.36 subject to Rule 16b-3 | ||
Celia Karam over a year ago Disposition of 6784 shares by Celia Karam of Capital One at 138.46 subject to Rule 16b-3 |
Capital One Notable Stakeholders
A Capital One stakeholder refers to an individual interested in an outcome of the business. Different stakeholders have different interests, and companies such as Capital One often face trade-offs trying to please all of them. Capital One's stakeholders can have a positive or negative influence on the entity's direction, and there are a lot of executives involved in getting Capital One's stock to the level that pleases all shareholders. Keeping track of the stakeholders is a great way to stay on top of things affecting its ongoing price.
| John Finneran | Senior Advisor to the CEO and Corporate Secretary | Profile | |
| Kevin Borgmann | Senior Advisor to the CEO | Profile | |
| Frank LaPrade | Chief Enterprise Services Officer, Chief of Staff to the CEO | Profile | |
| Richard Fairbank | Chairman of the Board, President, Chief Executive Officer | Profile | |
| Christopher Newkirk | President - Small Business, International and Walmart | Profile | |
| Kleber Santos | President Retail and Direct Banking | Profile | |
| Michael Slocum | President - Commercial Banking | Profile | |
| Sanjiv Yajnik | President of Financial Services | Profile | |
| Michael Wassmer | President - U.S. Card | Profile | |
| Lia Dean | President - Retail Bank and Premium Card Products | Profile | |
| Scott Blackley | Chief Financial Officer | Profile | |
| Andrew Young | Chief Financial Officer | Profile | |
| Celia Karam | Chief Operating Officer - Card | Profile | |
| Francois LocohDonou | Independent Director | Profile | |
| Christine Detrick | Independent Director | Profile | |
| Aparna Chennapragada | Independent Director | Profile | |
| Pierre Leroy | Independent Director | Profile | |
| Peter Raskind | Independent Director | Profile | |
| Bradford Warner | Independent Director | Profile | |
| Catherine West | Independent Director | Profile | |
| Peter Killalea | Independent Director | Profile | |
| Mayo Shattuck | Independent Director | Profile | |
| Ann Hackett | Presiding Independent Director | Profile | |
| Cornelis Leenaars | Independent Director | Profile | |
| Eileen Serra | Independent Director | Profile | |
| Ime Archibong | Independent Director | Profile | |
| Craig Williams | Independent Director | Profile | |
| Joseph Portera | Chief Services | Profile | |
| Tatiana Stead | Director Communications | Profile | |
| Timothy Golden | Senior Controller | Profile | |
| Sheldon Hall | Chief Risk Officer | Profile | |
| Ren Kiehn | Senior Manager | Profile | |
| Danielle Dietz | Managing Relations | Profile | |
| JD III | Chief CEO | Profile | |
| Darren Alcus | Executive Banking | Profile | |
| Bob McCarrick | Executive Relationships | Profile | |
| Robert Alexander | Chief Information Officer | Profile | |
| Andy Ozment | Head Risk | Profile | |
| Jory Berson | Chief Human Resources Officer | Profile | |
| Neal Blinde | President - Commercial Banking | Profile | |
| Jeff Norris | Senior Finance | Profile | |
| Kaitlin Haggerty | Chief Human Resource Officer | Profile | |
| James Henderson | Executive Estate | Profile | |
| Matthew Cooper | General Counsel, Corporate Secretary | Profile |
About Capital One Management Performance
The success or failure of an entity such as Capital One Financial often depends on how effective the management is. Capital One management team is responsible for propelling the future growth in the right direction and administering and controlling the business activities and accounting for the results. Ineffective management usually contributes to failure in the company's future performance for all stakeholders equally, but most importantly, for investors. So it is important to measure the effectiveness of Capital management before purchasing its stock. In many ways, it's all about finding the answer to one important question - Are they doing the right thing right now? How would we assess whether the Capital management is utilizing all available resources in the best possible way? Also, how well is the company doing relative to others in its sector and the market as a whole? The answer can be found by analyzing a few important fundamental indicators such as return on assets and return on equity.
Capital One Financial Corporation operates as the financial services holding company for the Capital One Bank , National Association and Capital One, National Association, which provides various financial products and services in the United States, Canada, and the United Kingdom. Capital One Financial Corporation was founded in 1988 and is headquartered in McLean, Virginia. Capital One operates under Credit Services classification in the United States and is traded on New York Stock Exchange. It employs 55100 people.
Capital One Workforce Analysis
Traditionally, organizations such as Capital One use manpower efficiency calculations for various incentive schemes, employee appraisal, or as an initiative to improve the processes. However, it can also be used by investors to make long-term investment decisions. The trends in the profit per employee or revenue per employee are measured by net income or revenue divided by the current number of full-time employees over a given time interval. Because workforce needs differ across sectors, these ratios could be used to compare Capital One within its industry.Capital One Manpower Efficiency
Return on Capital One Manpower
| Revenue Per Employee | 700.5K | |
| Revenue Per Executive | 1.2B | |
| Net Income Per Employee | 61.7K | |
| Net Income Per Executive | 108M |
Complementary Tools for Capital Stock analysis
When running Capital One's price analysis, check to measure Capital One's market volatility, profitability, liquidity, solvency, efficiency, growth potential, financial leverage, and other vital indicators. We have many different tools that can be utilized to determine how healthy Capital One is operating at the current time. Most of Capital One's value examination focuses on studying past and present price action to predict the probability of Capital One's future price movements. You can analyze the entity against its peers and the financial market as a whole to determine factors that move Capital One's price. Additionally, you may evaluate how the addition of Capital One to your portfolios can decrease your overall portfolio volatility.
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