Caterpillar Company Insiders

CAT Stock  USD 353.32  0.38  0.11%   
Slightly above 65% of Caterpillar's corporate insiders are selling. The analysis of insiders' sentiment of trading Caterpillar stock suggests that many insiders are alarmed at this time. Caterpillar employs about 39 people. The company is managed by 39 executives with a total tenure of roughly 274 years, averaging almost 7.0 years of service per executive, having 1.0 employees per reported executive.
Donald Umpleby  Chairman
Chairman of the Board, Chief Executive Officer, Director
Karl Weiss  President
Chief Technology Officer, Vice President of Innovation and Technology Development Division

Insider Sentiment 35

 Mostly Selling

 
Selling
 
Buying

Latest Trades

2025-02-04Gerald JohnsonAcquired 100 @ 365.57View
2025-01-16Andrew R J BonfieldDisposed 10000 @ 380.09View
2025-01-08Marjorie Taylor GreeneAcquired @ 360.75
2024-12-24Marjorie Taylor GreeneAcquired @ 367.57
2024-12-04Gerald JohnsonAcquired 100 @ 398.57View
2024-11-29Anthony D FassinoDisposed 6279 @ 408.59View
2024-11-07Lange Bob DeDisposed 12657 @ 410.25View
2024-11-06Daniel M DickinsonDisposed 1300 @ 418View
2024-11-04Cheryl H JohnsonDisposed 2664 @ 378.84View
2024-11-01William E SchauppDisposed 968 @ 380.98View
2024-10-21Marjorie Taylor GreeneAcquired @ 390.48
2024-09-11William R. KeatingDisposed @ 335
2024-09-04Gerald JohnsonAcquired 100 @ 338.59View
2024-08-30Anthony D FassinoDisposed 3185 @ 351.36View
2024-08-22Cheryl H JohnsonDisposed 2975 @ 342.48View
2024-07-16Cheryl H JohnsonDisposed 1508 @ 350View
2024-07-02Kathy E. ManningDisposed @ 327.74
2024-05-30Cheryl H JohnsonDisposed 1508 @ 340View
2024-05-21Marjorie Taylor GreeneAcquired @ 359.16
2024-05-13Lange Bob DeDisposed 21847 @ 356.9View
Monitoring Caterpillar's insider sentiment can offer insights into its future performance, as insiders often have access to more information about their company's operations, financial health, and upcoming initiatives than the general public. However, it's essential to note that insider trading is regulated by securities laws, and insiders are required to disclose their trades publicly to ensure transparency and prevent unfair advantages based on non-public information.

Acquired vs Disposed

Filed vs Not Filed

Insider sentiment refers to the collective sentiment or feeling of Caterpillar's insiders - typically its officers, directors, and beneficial owners holding more than a certain percentage of the company's stock - about the future prospects of Caterpillar. This sentiment is often gauged based on the trading activities of these insiders. If insiders are purchasing more shares of their own company, it may be interpreted as a bullish sentiment, indicating that they believe Caterpillar's stock will rise in value. Conversely, if insiders are selling shares, it might be seen as bearish, suggesting they expect the stock price to drop.
  
Check out Trending Equities to better understand how to build diversified portfolios, which includes a position in Caterpillar. Also, note that the market value of any company could be closely tied with the direction of predictive economic indicators such as signals in nation.
For more information on how to buy Caterpillar Stock please use our How to Invest in Caterpillar guide.

Caterpillar's Workforce Through the Years

Please note that employee historical analysis has become an increasingly important factor for investors assessing the risk associated with Caterpillar's future performance. Based on our forecasts, it is anticipated that Caterpillar will maintain a workforce of slightly above 51250 employees by March 2025.
 
Dot-com Bubble
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid

Caterpillar's latest congressional trading

Congressional trading in companies like Caterpillar, is subject to rigorous scrutiny to prevent conflicts of interest and insider trading. This is governed by multiple SEC regulations which were established to foster transparency and deter members of Congress from leveraging non-public information for personal gain. This oversight helps maintain public trust and ensures that investments in Caterpillar by those in governmental positions are based on the same information available to the general public.
2025-01-28Representative Marjorie Taylor GreeneAcquired Under $15KVerify
2024-12-30Representative Marjorie Taylor GreeneAcquired Under $15KVerify
2024-10-22Representative Marjorie Taylor GreeneAcquired Under $15KVerify
2024-09-25Representative William R KeatingAcquired Under $15KVerify
2024-09-24Representative William R KeatingAcquired Under $15KVerify
2024-09-02Representative John JamesAcquired Under $15KVerify
2024-08-21Representative Jared MoskowitzAcquired Under $15KVerify
2024-08-16Representative Kathy ManningAcquired Under $15KVerify
2024-07-08Representative Ro KhannaAcquired Under $15KVerify
2024-05-21Representative Marjorie Taylor GreeneAcquired Under $15KVerify
2024-05-04Representative Earl BlumenauerAcquired Under $15KVerify
2023-11-01Senator Markwayne MullinAcquired Under $15KVerify
2023-10-31Senator Markwayne MullinAcquired Under $15KVerify
2023-09-28Representative William R KeatingAcquired $84875Verify
2023-05-10Representative John CurtisAcquired Under $15KVerify
2022-07-20Senator Deb FischerAcquired $50K to $100KVerify
2022-04-09Representative Robert J WittmanAcquired Under $15KVerify
2022-03-07Representative Marjorie Taylor GreeneAcquired Under $15KVerify
2022-02-02Representative John CurtisAcquired Under $15KVerify
2021-11-16Representative John CurtisAcquired Under $15KVerify
2021-09-07Representative Earl BlumenauerAcquired $15K to $50KVerify
2021-02-22Representative Robert J WittmanAcquired Under $15KVerify
2021-02-19Representative Marjorie Taylor GreeneAcquired Under $15KVerify
2020-07-31Senator Ron WydenAcquired $50K to $100KVerify
2020-04-17Representative Tom O'HalleranAcquired Under $15KVerify
2019-10-16Representative Earl BlumenauerAcquired Under $15KVerify
2019-09-27Representative John RutherfordAcquired Under $15KVerify
2019-01-03Representative David E PriceAcquired Under $15KVerify
2018-08-24Senator John HoevenAcquired $50K to $100KVerify
2018-04-24Representative Bob GibbsAcquired $15K to $50KVerify
2018-03-13Senator John HoevenAcquired $50K to $100KVerify
2017-07-20Senator Tammy DuckworthAcquired Under $15KVerify
2017-06-14Senator Tammy DuckworthAcquired Under $15KVerify
2016-12-20Senator John HoevenAcquired $100K to $250KVerify
2016-09-09Senator Sheldon WhitehouseAcquired $15K to $50KVerify
2016-09-08Senator Sheldon WhitehouseAcquired $15K to $50KVerify
2015-08-28Senator Bill CassidyAcquired Under $15KVerify
2015-03-09Senator John HoevenAcquired $100K to $250KVerify
2014-04-15Senator Susan M CollinsAcquired Under $15KVerify
2014-04-14Senator Susan M CollinsAcquired Under $15KVerify

Caterpillar Management Team Effectiveness

The company has Return on Asset of 0.0939 % which means that on every $100 spent on assets, it made $0.0939 of profit. This is way below average. In the same way, it shows a return on shareholders' equity (ROE) of 0.5533 %, implying that it generated $0.5533 on every 100 dollars invested. Caterpillar's management efficiency ratios could be used to measure how well Caterpillar manages its routine affairs as well as how well it operates its assets and liabilities. At this time, Caterpillar's Return On Tangible Assets are comparatively stable compared to the past year. Return On Capital Employed is likely to gain to 0.25 in 2025, whereas Return On Assets are likely to drop 0.11 in 2025. Change To Liabilities is likely to gain to about 426.2 M in 2025, whereas Total Current Liabilities is likely to drop slightly above 18.2 B in 2025.
Common Stock Shares Outstanding is likely to gain to about 564.2 M in 2025. Net Income Applicable To Common Shares is likely to gain to about 8.1 B in 2025

Caterpillar Workforce Comparison

Caterpillar is currently under evaluation in number of employees category among its peers. The total workforce of Industrials industry is currently estimated at about 151,895. Caterpillar adds roughly 0.0 in number of employees claiming only tiny portion of equities under Industrials industry.

Caterpillar Profit Margins

The company has Net Profit Margin of 0.17 %, which implies that it may need a different competitive strategy as even a very small decline in it revenue may erase profits and result in a net loss. This is way below average. In the same way, it shows Net Operating Margin of 0.18 %, which entails that for every 100 dollars of revenue, it generated $0.18 of operating income.
Current ValueLast YearChange From Last Year 10 Year Trend
Gross Profit Margin0.220.31
Way Down
Slightly volatile
Operating Profit Margin0.210.2017
Sufficiently Up
Slightly volatile
Pretax Profit Margin0.06490.0406
Way Up
Pretty Stable

Caterpillar Insider Trading History

Some recent studies suggest that insider trading raises the cost of capital for securities issuers and decreases overall economic growth. Trading by specific Caterpillar insiders, such as employees or executives, is commonly permitted as long as it does not rely on Caterpillar's material information that is not in the public domain. Local jurisdictions usually require such trading to be reported in order to monitor insider transactions. In many U.S. states, trading conducted by corporate officers, key employees, directors, or significant shareholders must be reported to the regulator or publicly disclosed, usually within a few business days of the trade. In these cases, Caterpillar insiders must file a Form 4 with the U.S. Securities and Exchange Commission (SEC) when buying or selling shares of their own companies.
 
Oil Shock
 
Dot-com Bubble
 
Housing Crash
 
Credit Downgrade
 
Yuan Drop
 
Covid
Buy/Sell Ratio# Purchases Trades# Sales TradesTotal Shares PurchasedTotal Shares Sold
2025-03-01
0.7857
11
14
 85,902 
 47,791 
2024-12-01
0.6207
18
29
 126,896 
 245,436 
2024-09-01
2.1667
13
6
 5,462 
 14,988 
2024-06-01
1.8182
20
11
 39,305 
 81,886 
2024-03-01
1.3243
49
37
 393,267 
 281,530 
2023-12-01
4.6667
14
3
 844,995 
 300,448 
2023-09-01
0.8065
25
31
 202,550 
 252,238 
2023-06-01
8.0
16
2
 27,901 
 35,944 
2023-03-01
1.0357
29
28
 542,025 
 268,440 
2022-12-01
1.0
11
11
 180,672 
 346,696 
2022-09-01
4.0
8
2
 721.00 
 7,779 
2022-06-01
2.2857
16
7
 20,283 
 31,394 
2022-03-01
1.5
27
18
 648,944 
 115,784 
2021-12-01
8.0
8
1
 672.00 
 5,038 
2021-09-01
5.0
10
2
 43,476 
 19,504 
2021-06-01
2.25
9
4
 16,810 
 13,770 
2021-03-01
1.1538
60
52
 1,039,109 
 416,576 
2020-12-01
0.7143
25
35
 724,779 
 1,380,301 
2020-09-01
1.0
22
22
 391,683 
 410,138 
2020-06-01
8.0
8
1
 1,609 
 53.00 
2020-03-01
3.0
36
12
 814,402 
 41,063 
2019-12-01
0.8696
20
23
 127,975 
 255,570 
2019-09-01
2.1667
13
6
 26,835 
 40,628 
2019-06-01
1.875
15
8
 22,822 
 50,405 
2019-03-01
1.7778
48
27
 608,067 
 191,431 
2018-12-01
4.0
24
6
 39,751 
 65,772 
2018-09-01
20.0
20
1
 54,458 
 3,461 
2018-06-01
0.7391
17
23
 75,426 
 245,134 
2018-03-01
3.25
39
12
 656,633 
 216,776 
2017-12-01
1.4
21
15
 91,809 
 150,939 
2017-09-01
1.08
27
25
 309,556 
 550,313 
2017-06-01
1.875
15
8
 8,859 
 9,812 
2017-03-01
1.6071
45
28
 920,096 
 456,579 
2016-12-01
1.5789
30
19
 89,396 
 156,262 
2016-09-01
2.3077
30
13
 23,198 
 37,103 
2016-06-01
1.7059
29
17
 47,251 
 32,995 
2016-03-01
1.5556
42
27
 1,225,772 
 448,237 
2015-12-01
27.0
27
1
 13,301 
 3,765 
2015-09-01
5.2
26
5
 38,093 
 46,232 
2015-06-01
1.2632
24
19
 15,849 
 21,980 
2015-03-01
3.0
42
14
 1,921,741 
 81,864 
2014-12-01
10.25
41
4
 291,436 
 112,969 
2014-09-01
2.1667
39
18
 352,390 
 506,773 
2014-06-01
1.1463
47
41
 210,479 
 393,017 
2014-03-01
2.08
52
25
 1,270,122 
 793,814 
2013-12-01
7.3333
44
6
 136,050 
 256,715 
2013-09-01
14.0
42
3
 4,608 
 3,498 
2013-06-01
3.9091
43
11
 24,443 
 28,049 
2013-03-01
1.9429
68
35
 989,464 
 290,694 
2012-12-01
2.2381
47
21
 465,204 
 483,843 
2012-09-01
7.5
45
6
 28,554 
 38,400 
2012-06-01
4.7273
52
11
 81,702 
 95,242 
2012-03-01
2.0541
76
37
 984,427 
 651,713 
2011-12-01
3.0769
40
13
 33,636 
 59,745 
2011-09-01
6.8
34
5
 113,634 
 119,080 
2011-06-01
1.6154
42
26
 64,938 
 230,525 
2011-03-01
1.6207
94
58
 1,017,430 
 710,047 
2010-12-01
11.6667
35
3
 6,065 
 2,774 
2010-09-01
2.4762
52
21
 349,127 
 552,341 
2010-06-01
5.25
42
8
 149,919 
 234,588 
2010-03-01
1.8462
72
39
 1,572,767 
 147,030 
2009-12-01
2.9524
62
21
 130,797 
 233,674 
2009-09-01
2.2857
64
28
 344,655 
 418,498 
2009-06-01
3.0769
40
13
 57,331 
 51,346 
2009-03-01
5.0
60
12
 1,709,875 
 45,286 
2008-12-01
2.0
40
20
 204,002 
 322,338 
2008-09-01
2.5385
33
13
 82,656 
 160,016 
2008-06-01
1.6667
40
24
 108,433 
 176,500 
2008-03-01
4.4286
62
14
 1,214,536 
 39,906 
2007-12-01
1.9375
31
16
 92,684 
 127,245 
2007-09-01
4.6667
28
6
 16,636 
 22,865 
2007-06-01
1.32
33
25
 210,054 
 276,717 
2007-03-01
5.5
55
10
 1,191,403 
 121,243 
2006-12-01
1.4615
19
13
 16,348 
 24,361 
2006-09-01
2.625
21
8
 181,758 
 28,322 
2006-06-01
6.0
30
5
 108,492 
 19,773 
2006-03-01
0.9681
91
94
 1,694,503 
 1,375,306 
2005-12-01
0.8333
55
66
 359,528 
 356,954 
2005-09-01
0.88
88
100
 657,161 
 1,241,382 
2005-06-01
1.0667
64
60
 209,391 
 291,139 
2005-03-01
1.2273
135
110
 1,838,927 
 893,141 
2004-12-01
0.6237
58
93
 104,628 
 213,532 
2004-09-01
2.2143
31
14
 25,496 
 41,098 
2004-06-01
2.561
105
41
 1,446,104 
 223,661 
2004-03-01
0.7593
41
54
 39,648 
 57,324 
2003-12-01
0.9362
44
47
 135,570 
 221,264 
2003-09-01
0.5816
57
98
 391,828 
 794,156 
2003-06-01
0.4348
10
23
 1,109 
 173,644 

Caterpillar Notable Stakeholders

A Caterpillar stakeholder refers to an individual interested in an outcome of the business. Different stakeholders have different interests, and companies such as Caterpillar often face trade-offs trying to please all of them. Caterpillar's stakeholders can have a positive or negative influence on the entity's direction, and there are a lot of executives involved in getting Caterpillar's stock to the level that pleases all shareholders. Keeping track of the stakeholders is a great way to stay on top of things affecting its ongoing price.
Donald UmplebyChairman of the Board, Chief Executive Officer, DirectorProfile
Karl WeissChief Technology Officer, Vice President of Innovation and Technology Development DivisionProfile
Ramin YounessiGroup President of Energy & TransportationProfile
Denise JohnsonGroup President - Resources IndustriesProfile
Kyle EpleyVice President of Finance Services DivisionProfile
William AinsworthGroup President of Energy and TransportationProfile
Joseph CreedVice President of Oil Gas and Marine DivisionProfile
Bob LangeGroup President of Customer and Dealer SupportProfile
Thomas PelletteSenior Vice President of CaterpillarProfile
Andrew BonfieldChief Financial OfficerProfile
Otto BreitschwerdtCTO VPProfile
Jaime MineartSenior CTOProfile
Edward RustIndependent DirectorProfile
Debra ReedKlagesIndependent DirectorProfile
Juan GallardoIndependent DirectorProfile
Rayford WilkinsIndependent DirectorProfile
Miles WhiteIndependent DirectorProfile
Daniel DickinsonIndependent DirectorProfile
David CalhounPresiding Independent DirectorProfile
Kelly AyotteIndependent DirectorProfile
Gerald JohnsonIndependent DirectorProfile
Davd MacLennanIndependent DirectorProfile
William OsbornIndependent DirectorProfile
Susan SchwabIndependent DirectorProfile
William SchauppChief Accounting OfficerProfile
Joseph CPAChief OfficerProfile
Ryan FiedlerVice RelationsProfile
Anthony FassinoGroup President of Construction IndustriesProfile
Suzette LongGeneral Counsel, Corporate Secretary, Chief Legal OfficerProfile
Marc CameronVice PresidentProfile
Pam HemingerVice President - Strategic Procurement DivisionProfile
James IIIChairman CEOProfile
G MarvelChief Accounting OfficerProfile
Courtney DeanChief OfficerProfile
Derek OwensChief CounselProfile
Martin HaycraftVice President of Caterpillar Rail DivisionProfile
Jamie EngstromSenior OfficerProfile
Gary MarvelChief Accounting OfficerProfile
Cheryl JohnsonChief Human Resource OfficerProfile

About Caterpillar Management Performance

The success or failure of an entity such as Caterpillar often depends on how effective the management is. Caterpillar management team is responsible for propelling the future growth in the right direction and administering and controlling the business activities and accounting for the results. Ineffective management usually contributes to failure in the company's future performance for all stakeholders equally, but most importantly, for investors. So it is important to measure the effectiveness of Caterpillar management before purchasing its stock. In many ways, it's all about finding the answer to one important question - Are they doing the right thing right now? How would we assess whether the Caterpillar management is utilizing all available resources in the best possible way? Also, how well is the company doing relative to others in its sector and the market as a whole? The answer can be found by analyzing a few important fundamental indicators such as return on assets and return on equity.
Last ReportedProjected for Next Year
Return On Tangible Assets 0.11  0.12 
Return On Capital Employed 0.24  0.25 
Return On Assets 0.12  0.11 
Return On Equity 0.48  0.50 
Please note, the imprecision that can be found in Caterpillar's accounting process means that the reasonable investor should take a skeptical approach toward the financial statement analysis of Caterpillar. Check Caterpillar's Beneish M Score to see the likelihood of Caterpillar's management manipulating its earnings.

Caterpillar Workforce Analysis

Traditionally, organizations such as Caterpillar use manpower efficiency calculations for various incentive schemes, employee appraisal, or as an initiative to improve the processes. However, it can also be used by investors to make long-term investment decisions. The trends in the profit per employee or revenue per employee are measured by net income or revenue divided by the current number of full-time employees over a given time interval. Because workforce needs differ across sectors, these ratios could be used to compare Caterpillar within its industry.

Caterpillar Manpower Efficiency

Return on Caterpillar Manpower

Revenue Per Employee1.7B
Revenue Per Executive1.7B
Net Income Per Employee276.6M
Net Income Per Executive276.6M
Working Capital Per Employee313.4M
Working Capital Per Executive313.4M

Additional Tools for Caterpillar Stock Analysis

When running Caterpillar's price analysis, check to measure Caterpillar's market volatility, profitability, liquidity, solvency, efficiency, growth potential, financial leverage, and other vital indicators. We have many different tools that can be utilized to determine how healthy Caterpillar is operating at the current time. Most of Caterpillar's value examination focuses on studying past and present price action to predict the probability of Caterpillar's future price movements. You can analyze the entity against its peers and the financial market as a whole to determine factors that move Caterpillar's price. Additionally, you may evaluate how the addition of Caterpillar to your portfolios can decrease your overall portfolio volatility.